News, Comment & Analysis results for Archive

Compliance
September 28, 2022

SEC Punishes Banks, Brokers Over Messaging Apps

The use or misuse of messaging apps such as WhatsApp raises questions about appropriate

People Moves
September 28, 2022

Cresset Names New Chief People Officer

The US wealth management organization has a new chief people officer, replacing a predecessor who

Compliance
September 27, 2022

Crédit Agricole Units Settle With US Over Sanctions Violations

Subsidiaries of Crédit Agricole that operated from Switzerland and Monaco have agreed to remit

Surveys
September 27, 2022

Mentors Make Big Difference For Wealth Advisor Diversity – Survey

The survey of wealth advisors comes at a time when the industry continues to wrestle with two

Offshore
September 27, 2022

The Bahamas Position For Digital Assets Growth

There is a diverse patchwork of regulations for digital assets among IFCs, ranging from the

Strategy
September 26, 2022

Citigroup Continues Wealth Sector Pivot – Media

The bank has already been closing retail banking operations in 14 markets around the world, freeing

Strategy
September 26, 2022

Credit Suisse Scales Back In Brazil

Credit Suisse has about 1,000 employees in Brazil.

People Moves
September 26, 2022

Summary Of North American Wealth Management Moves – July 2022

July was a relatively brisk month for moves and appointments; one of the standout firms was

Family Office
September 26, 2022

Large SFOs Have Weightier Equity Stance, But Suffer As Stocks Fall – Credit Suisse

The report does not yet cover North America, but findings may be indicative of how single-family

People Moves
September 23, 2022

Who's Moving Where In Wealth Management? – Fiduciary Trust International, PwC, Hightower

The latest senior moves in the North American wealth management sector.

Comment & Analysis results for Archive