News results for Compliance, Legal and Regulation

Compliance
December 6, 2022

Compliance Corner: SEC, Goldman Sachs

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Legal
November 30, 2022

Invisible Contracts When Moving In With A Partner

Couples choosing to cohabit should consider documenting their intentions in relation to their

Compliance
November 29, 2022

The FTX Collapse: The Lessons

The author of this article argues that the failures with FTX are little to do with regulation or

Compliance
November 18, 2022

FTX Collapse May Prompt Big Regulatory Crackdown – Lawyer

As ripples spread from the meltdown of the crypto exchange, a lawyer argues that if the business is

Compliance
November 18, 2022

Compliance Corner: Refinitiv Data Shows Surge In Sanctions Issued Since 2017

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
November 17, 2022

Compliance Corner: US Treasury Acts Against Russians, Entities

The US Treasury is trying to stop Russians, including persons operating outside Russia, from

Compliance
November 16, 2022

Compliance Corner: Atlas VPN Warns On Tech-Driven Investment Scams

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
November 15, 2022

Compliance Corner – Survey Reveals US, European Regulatory Readiness Gap

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Legal
November 15, 2022

Uncapping Bankers' Bonuses: Implications For Divorce Settlements

Couples going through or contemplating divorce, should consider how uncapping bankers' bonuses in

Legal
November 11, 2022

Eight-Year-Old Legal Case Still Weighs On Credit Suisse – Report

To underline the importance of the case, the bank's new legal counsel has attended Department of

Comment & Analysis results for Compliance, Legal and Regulation

Legal
November 30, 2022

Invisible Contracts When Moving In With A Partner

Couples choosing to cohabit should consider documenting their intentions in relation to their

Legal
November 15, 2022

Uncapping Bankers' Bonuses: Implications For Divorce Settlements

Couples going through or contemplating divorce, should consider how uncapping bankers' bonuses in

Legal
November 11, 2022

Eight-Year-Old Legal Case Still Weighs On Credit Suisse – Report

To underline the importance of the case, the bank's new legal counsel has attended Department of

Legal
November 10, 2022

Eight-Year-Old Legal Case Still Weighs On Credit Suisse – Report

To underline the importance of the case, the bank's new legal counsel has attended Department of

Legal
November 9, 2022

BMO Sets Aside C$1.12 Billion After Court Case; To Appeal Verdict

The case involves a Ponzi scheme that had been facilitated by organizations prior to their

Legal
November 1, 2022

International Surrogacy Developments: Financial Impact On Families

The author argues that as more people resume foreign travel, with many doing so to consider

Compliance
October 26, 2022

The Pandora Papers One Year On – Lessons, The Way Ahead

The author of this article argues that however much anger is justified at those who stash illicit

Legal
October 25, 2022

Credit Suisse Settles With France Over Cross-Border Private Banking

The bank has settled a tax fraud and money laundering case. In its statement today, Credit Suisse

Legal
October 18, 2022

Credit Suisse Makes $495 Million Securities Settlement In US

The settlement, for which the bank had been fully provisioned, marked another step in resolving

Legal
October 11, 2022

Is HMRC Potentially Acting Against Your LLP?

Due to various developments, structures introduced in the UK more than two decades ago are