News results for Compliance, Legal and Regulation

Compliance
March 24, 2023

DoJ Probes Credit Suisse, UBS And Other Banks Over Russia Sanctions Concerns – Media

Requests for information were sent to the banks before UBS bought its Swiss rival in a "shotgun

Legal
March 20, 2023

JP Morgan To Depose Former Executive Over Epstein Relationship – Media

The former bank executive has been caught up in legal action concerning the nature of his

Legal
March 17, 2023

JP Morgan To Depose Former Executive Over Epstein Relationship – Media

The former bank executive has been caught up in legal action concerning the nature of his

Legal
March 17, 2023

The Dangers Of Marriage For Older People

It's a hard fact that an ageing population gives rise to a variety of issues. When older people

Compliance
March 10, 2023

OPINION OF THE WEEK: WhatsApp, Private Channels And Double-Standards

A year ago, an official organization said that UK government ministers and civil servants should

Compliance
March 9, 2023

Compliance Corner: SEC, Crypto Asset Fraud Allegation

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
February 24, 2023

Swiss Think Tank Fires Warning Over Sanctions Usage, Confiscation Powers

The Basel Institute on Governance says there are dangers in politicians' calls to use frozen assets

Compliance
February 24, 2023

OPINION OF THE WEEK: How Killing UK's Tier 1 Visa Continues Non-Dom Decline

The author of this opinion piece, responding to this news service's commentary a few weeks ago

Compliance
February 21, 2023

Why Documenting Actions Are So Important – Another Reminder

This article examines why it is important to keep accurate, timely records to comply with marketing

Legal
February 17, 2023

Credit Suisse Reportedly Makes $210 Million Payout In Singapore Case

The bank has been involved in a Singapore court case with Georgian tycoon Bidzina Ivanishvili, who

Comment & Analysis results for Compliance, Legal and Regulation

Legal
March 20, 2023

JP Morgan To Depose Former Executive Over Epstein Relationship – Media

The former bank executive has been caught up in legal action concerning the nature of his

Legal
March 17, 2023

JP Morgan To Depose Former Executive Over Epstein Relationship – Media

The former bank executive has been caught up in legal action concerning the nature of his

Legal
March 17, 2023

The Dangers Of Marriage For Older People

It's a hard fact that an ageing population gives rise to a variety of issues. When older people

Legal
February 17, 2023

Credit Suisse Reportedly Makes $210 Million Payout In Singapore Case

The bank has been involved in a Singapore court case with Georgian tycoon Bidzina Ivanishvili, who

Legal
February 8, 2023

Banking Dynasty Row Over Joseph Safra's Will Continues

The story highlights the rows over variation of wills and issues of cognitive decline that this

Legal
February 7, 2023

Banking Dynasty Row Over Joseph Safra's Will Continues – Media

The story highlights the rows over variation of wills and issues of cognitive decline that this

Legal
February 1, 2023

Asia-Based Law Firm Gets Name Makeover

The arrival last January of an experienced litigator in Hong Kong has led to the name change.

Legal
January 30, 2023

How Can HNW Individuals Benefit From Litigation Funding Boom?

Litigation funding is an area that can make headlines when a major court case hits the headlines.

Legal
January 18, 2023

Former Deutsche Bank Female Banker Loses Discrimination Lawsuit

The case is one of the more high-profile actions brought in recent years. It touched on issues of

Legal
January 11, 2023

Why Powers Of Attorney Matter For Healthcare, Finance

While a familiar topic for some readers, the author of this piece reminds us why advisors and