News, Comment & Analysis results for Compliance, Legal and Regulation

Compliance
May 24, 2024

Fundraising In The Middle East: Enforcement Spotlight – Kuwait

Raising money for investments in Kuwait comes with complexities and certain risks, as in all

Legal
May 15, 2024

Asset Planning In Digital Age – Inheritance, Divorce Thoughts For HNW Individuals

There are specific risks and qualities associated with digital assets such as NFTs, and these can

Legal
May 13, 2024

LLP Or LTD: What's The Best Option For Wealth Managers?

The author of this article at a prominent accountancy firm considers the case for and against

Legal
May 3, 2024

Divorce: Planning, Investing For A Positive Outcome

The authors talk about the importance of assembling high-quality advice, the different kinds of

Legal
May 2, 2024

Changes To Family Procedure Rules: Strengthening Non-Court Dispute Resolution

Large changes to how non-court family law disputes are handled in England and Wales have been

Legal
April 29, 2024

Agency's Move To Ban New Non-Competes Fuels Business Wrath, Lawsuits

Legal battlelines are already forming over the FTC's move to clamp down on non-compete clauses in

Compliance
April 29, 2024

Compliance Corner: US Regulator Postpones Asset Management Scrutiny Drive

The latest compliance news: regulatory developments, punishments, guidance, permissions, new

Legal
April 23, 2024

The Language Of Divorce Proceedings – Why It Matters

The author of this article argues that the terms used to describe divorce today often add to a

Legal
April 18, 2024

What HNW, Ultra-HNW Separating Couples Should Know

Divorce among HNW individuals can, from an advisor/lawyer point of view, be eaiser to manage in

Compliance
April 12, 2024

US Regulators Scrutinize Morgan Stanley's Wealth Client Regime – Media

A cluster of US regulators are reportedly checking into the measures Morgan Stanley has taken to

Comment & Analysis results for Compliance, Legal and Regulation

Legal
May 15, 2024

Asset Planning In Digital Age – Inheritance, Divorce Thoughts For HNW Individuals

There are specific risks and qualities associated with digital assets such as NFTs, and these can

Legal
May 13, 2024

LLP Or LTD: What's The Best Option For Wealth Managers?

The author of this article at a prominent accountancy firm considers the case for and against

Legal
May 3, 2024

Divorce: Planning, Investing For A Positive Outcome

The authors talk about the importance of assembling high-quality advice, the different kinds of

Legal
May 2, 2024

Changes To Family Procedure Rules: Strengthening Non-Court Dispute Resolution

Large changes to how non-court family law disputes are handled in England and Wales have been

Legal
April 29, 2024

Agency's Move To Ban New Non-Competes Fuels Business Wrath, Lawsuits

Legal battlelines are already forming over the FTC's move to clamp down on non-compete clauses in

Legal
April 23, 2024

The Language Of Divorce Proceedings – Why It Matters

The author of this article argues that the terms used to describe divorce today often add to a

Legal
April 18, 2024

What HNW, Ultra-HNW Separating Couples Should Know

Divorce among HNW individuals can, from an advisor/lawyer point of view, be eaiser to manage in

Legal
April 11, 2024

New Twist For UBS, Credit Suisse In Georgian Billionaire Case – Report

The case – being heard in Singapore – which has embroiled Credit Suisse for years took a new

Legal
March 13, 2024

Navigating Pension Sharing In Divorce: Legal Precedents, Guidance And Implications

Pension sharing is a common part of financial settlement in divorce. This article walks the reader

Legal
February 27, 2024

Wealth Advisors Hit With US Anti-Competition Class Action Claims – Report

Firms including Mariner Wealth are accused of colluding to rig the hiring and recruitment market, a