News, Comment & Analysis results for Summit Financial

People Moves
January 2, 2023

Summary Of North America Wealth Management Senior Executive Moves – October 2022

A roundup of the moves in the North America wealth management sector during October 2022.

People Moves
December 7, 2022

Summary Of North America Executive Moves In Wealth Management – September 2022

September produced a number of senior moves in the region's wealth management sector, with

People Moves
October 26, 2022

Who's Moving Where In Wealth Management? – Nicolet National Bank, Focus Financial

The latest senior moves in the North American wealth management sector.

Asset Management
October 4, 2022

How Wealth Managers Approach Thematic Investing

This article examines the topic of thematic investing, an approach portfolio managers use for

People Moves
September 21, 2022

Summit Financial Appoints CIO

The holder of the chief investment officer spot had previously worked for CAPTRUST.

M and A
August 9, 2022

Deals Of The Day: The Latest In Wealth Management M&A – SageView, Summit

The latest corporate deals, transactions and acquisitions in the North American wealth management

January 31, 2022

Private Aviation Market Eyes Tax Calendar In Uncertain Times

The market for private aircraft (fractional ownership, outright ownership, charter and other

New Products
January 20, 2022

Fieldpoint Private Builds Banking Services Platform

Fieldpoint’s Advisor Banking Services will eventually be available to the entire independent

November 16, 2020

Compliance Corner: SEC, Wells Fargo, Others

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

March 12, 2019

SEC Makes 79 Miscreant Advisors Return $125 Million

The regulator has announced settled charges involving 79 US financial advisors for failings such as

Comment & Analysis results for Summit Financial