News, Comment & Analysis results for Compliance, Legal and Regulation
More OECD States Turn Screws On Corruption, But Monitoring Is Uneven – Study
The Paris-based group has noted how member countries are moving to fight bribery and corruption,
Cross-Border Marketing: Do Regulators Accept “License Borrowing”?
This article demonstrates that one of the largest hurdles our alternative investment fund manager
US Settles Sanctions Case With Swiss Bank
In three episodes, the firm processed 873 securities-related transactions – totaling $30,409,488
Navigating Pension Sharing In Divorce: Legal Precedents, Guidance And Implications
Pension sharing is a common part of financial settlement in divorce. This article walks the reader
Proposed AML Changes For Advisors – What Wealth Industry Needs To Know
This article – from law firm Squire Patton Boggs – charts important new developments in the
Wealth Advisors Hit With US Anti-Competition Class Action Claims – Report
Firms including Mariner Wealth are accused of colluding to rig the hiring and recruitment market, a
A Shift From London As “Divorce Capital Of The World”?
It is unclear whether London will retain its international reputation as a place favoured for its
FATF Takes Four Jurisdictions, Including UAE, Off Its Compliance "Gray List"
With reputations on the line, being removed from the list is an achievement that such jurisdictions
Compliance Corner: The Bahamas, European Union "Grey List"
The latest compliance news: regulatory developments, punishments, guidance, permissions, new
Satoshi Identity Dispute COPA v Craig Wright – Why It Matters
The actual identity of the person assumed to have created bitcoin, the cryptocurrency, is on the
Comment & Analysis results for Compliance, Legal and Regulation
Consumers Must Grasp Potential Pitfalls Of Using Unregulated Legal Advice
This article puts forward the case for customer awareness so that people make informed choices. In
Singapore Police Seize Money From Suspected Money Launderer's Accounts – Media
Singapore authorities are reportedly dealing with an alleged money laundering case in which
In Dispute: When Battles Over Art Go Public
The problems caused by the financial difficulties or misconduct of art dealers can be far reaching.
Learning The Legal Lessons From “Succession”
In this detailed analysis of legal questions generated by the HBO television drama, law firm Squire
Learning The Legal Lessons From “Succession”
In this detailed analysis of legal questions generated by the HBO television drama, law firm Squire
Tycoon's Tangled Trust, Foundation Moves Create New Legal Waves
The cases of a European wine and beer industry businessman, who has been accused of using trusts
Tycoon's Tangled Trust, Foundation Moves Create New Legal Waves
The cases of a European wine and beer industry businessman, who has been accused of using trusts
The Best Of 2023 So Far: The Power Of Nuptial Agreements In English Courts
We re-run some of the top features from earlier in the year during this vacation period.
UK Divorce Ruling Over Case When A Party Dies – More Reactions
A ruling by the UK Supreme Court against a claim to pursue financial relief during or after divorce
Credit Suisse Resolves Archegos Case
As an aside to the losses, the Archegos affair also led to calls for single-family offices to be
Award Winners
WealthTalk - Awards Videos
WealthTechAsia Awards 2021 – UBS
Duration: 3.88m
WealthTalk - From The Editor’s Desk Videos
WEALTH TALK: UK Millionaires And Non-Doms Depart – The Impact
Duration: 18.25m
WealthTalk - Expert View Videos
WealthTalk – "Autocracy Risk" And What It Means For Investors
Duration: 15.90m