News, Comment & Analysis results for Compliance, Legal and Regulation

Compliance
November 15, 2023

Compliance Corner: SEC Sets Out Busy Year For Fines, Enforcement Actions

The US regulator has been flexing its muscles on a number of fronts, affecting sectors including

Compliance
November 15, 2023

Can Rapid Account-Opening Coexist Alongside Heightened Compliance?

The approach that banks and other wealth management industry players take for handling politically

Legal
November 15, 2023

A Walk Around The World Of Prenups

This article sets out the important steps to consider for prenup agreements, their limitations and

Compliance
November 13, 2023

Corporate Beneficial Ownership Disclosure Is Getting Closer

Less than two months away, a new legal requirement on US corporates kicks in, requiring firms to

Compliance
November 13, 2023

Compliance Corner: Buckler, LPL Financial

The latest compliance news: regulatory developments, punishments, guidance, permissions, new

Legal
November 10, 2023

Shareholder Disputes Increase: How To Manage Risks?

The authors of this article – the fourth in a series – say the present unsettled economic

Compliance
October 31, 2023

Cayman Islands, Panama Hail Removal From "Gray List"

The presence on this list, while it certainly doesn't halt financial business, can be a dampener

Legal
October 25, 2023

Hong Kong's Prenups Build Marriage, Business Foundations – Lawyer

We chat to a Hong Kong-based lawyer specialising in areas such as family law. As founders of firms

Compliance
October 18, 2023

OPINION OF THE WEEK: Geopolitics Turmoil Puts AML, KYC Under Spotlight

After the Oct. 7 attacks on Israel, I try to examine some of the issues that people working in

Legal
October 4, 2023

Proposed UK Surrogacy Reforms: Improvements On Horizon? 

The following article looks at proposed reforms to surrogacy law and how they are likely to apply.

Comment & Analysis results for Compliance, Legal and Regulation

Legal
July 25, 2023

Credit Suisse Resolves Archegos Saga

Payments to US and UK authorities, at a total of $388 million, are to be made to draw a line under

Legal
July 20, 2023

Domestic Surrogacy Law Reform: Enough Without International Cooperation?

Domestically-focused proposals about surrogacy law in the UK are important, but can they work

Legal
July 4, 2023

UK Widens Ban On Legal Advice To Russian-Linked Business Deals

The UK's top foreign minister added, however, that the measures don't mean that Russian nationals

Legal
July 3, 2023

UK Divorce Case Ruling – When Death Intrudes: Reactions

Controversy hinges around whether a party to a marriage can pursue financial relief during, or

Legal
June 21, 2023

UBS Faces Hit From Archegos Saga – Report

In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the

Legal
June 20, 2023

UBS Faces Hit From Archegos Saga – Report

In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the

Legal
June 2, 2023

Singaporean Law Firm In Talks Over AT1 Credit Suisse Lawsuit

The legal actions by holders of Additional Tier 1 bonds – forms of capital issued by European

Legal
May 30, 2023

Credit Suisse Vows To Fight Singapore Courts' Ruling Over Billionaire – Media

The long-running court battle between the bank and the billionaire has taken a new turn in the

Legal
May 29, 2023

Credit Suisse Vows To Fight Singapore Court's Ruling Over Billionaire – Media

The long-running court battle between the bank and the billionaire has taken a new turn in the

Legal
May 18, 2023

Deutsche Bank Agrees $75 Million Settlement Linked To Epstein-Related Suit – Report

The controversy around the late Jeffrey Epstein, a disgraced financier accused of running a