News, Comment & Analysis results for Compliance, Legal and Regulation

Legal
December 2, 2024

Switzerland's OAG Charges Lombard Odier, Former Employee With "Serious Money Laundering"

The Office of the Attorney General said the bank and its former employee are suspected of having

Legal
November 5, 2024

The Alain Delon Estate Case – Part 2

In this, the second of three articles, the lawyers examine what high net worth individuals and

Legal
October 28, 2024

Client Portability Through The Looking Glass

There is much confusion about what restrictions apply to asset, or client portability, and what the

Legal
October 23, 2024

Terminally Ill Adults (End of Life) Bill: What Might We Expect?

The author of this article says that the balance of presenting an individual’s right to seek to

Legal
October 7, 2024

EU Top Legal Official Says Malta Is Entitled To Its Golden Visa Regime

While not binding legally, the opinion given by the Advocate General in the EU last week threatens

Compliance
October 2, 2024

LPL Fires Arnold For Violating Code Of Conduct

The US financial advisory sector is digesting the news that the president and CEO of the country's

Legal
October 2, 2024

The UK’s Property (Digital Assets Etc) Bill: A Necessary Evolution

This article examines UK moves to draft new legislation for digital assets, building also on a

Compliance
September 25, 2024

A Proposed Customer Identification Program And Privacy Concerns

A difficult balance must be struck between complying with laws aimed at foiling money launderers

Legal
September 20, 2024

Key Considerations For Dividing Intellectual Property And Royalties In Divorce

A clear understanding of how to approach intellectual property is vital when IP comes up in the

Legal
September 16, 2024

A Bombshell For Beneficiaries

At a time when emotions are on edge after a bereavement, there is the added unpleasantness from the

Comment & Analysis results for Compliance, Legal and Regulation

Legal
July 15, 2024

Big Money Divorces: The Era Of Private Equity, Venture Capital

Advisors and lawyers now have clients in the era of private equity and venture capital "big money"

Legal
July 11, 2024

How Divorce Affects Philanthropy

The author of this article poses the question of whether divorce necessarily impact philanthropy

Legal
July 3, 2024

What Happens To A Claim When A Person Dies?

Lawyers can be asked "does the right to claim end on death or can someone else take up the case?"

Legal
June 27, 2024

Crypto Investing In A Bull Market – Rising Tide Doesn’t Lift All Boats

There's a formula out there that enthusiasts for cryptocurrencies should consider, the author of

Legal
June 6, 2024

Standard Chartered Says Terrorist Funding Claims Without Merit

The UK-listed lender, which earns the bulk of its revenues outside the UK, in regions such as Asia,

Legal
June 5, 2024

UK Bank Says Confident US Court Will Reject Terrorist Funding Allegations

Standard Chartered, which earns the bulk of its revenues outside the UK, in regions such as Asia,

Legal
May 15, 2024

Asset Planning In Digital Age – Inheritance, Divorce Thoughts For HNW Individuals

There are specific risks and qualities associated with digital assets such as NFTs, and these can

Legal
May 13, 2024

LLP Or LTD: What's The Best Option For Wealth Managers?

The author of this article at a prominent accountancy firm considers the case for and against

Legal
May 3, 2024

Divorce: Planning, Investing For A Positive Outcome

The authors talk about the importance of assembling high-quality advice, the different kinds of

Legal
May 2, 2024

Changes To Family Procedure Rules: Strengthening Non-Court Dispute Resolution

Large changes to how non-court family law disputes are handled in England and Wales have been