News results for Compliance, Legal and Regulation

Compliance
March 1, 2022

WEALTH TALK: How Russia's Invasion Of Ukraine Might Affect Wealth Management

Compliance
March 1, 2022

Switzerland Adopts EU Sanctions Vs Russia

In a move that will be a blow to Russians who have used it as a conduit, Switzerland announced

Legal
March 1, 2022

Why Family Disputes Are Rising In English Courts

Arguments about family inheritance are getting more intense and the numbers of these disputes are

Compliance
February 25, 2022

US Turns Up Sanctions Pressure Vs Russian Banks

The measures are designed to cover the majority of banking assets in Russia but stopped short –

Compliance
February 21, 2022

Credit Suisse Hits Back At Claims That It Held Criminals' Money

The Swiss bank said that many of the accounts referred to by a cluster of news organizations had

Legal
February 21, 2022

The "ZXC" UK Court Decision Vs Bloomberg – What It Means For HNW Individuals

The UK Supreme Court has addressed a case regarding Bloomberg News publishing a highly confidential

Legal
February 18, 2022

Allianz Expects $4.2 Billion Charge From Fund Woes

The Germany-based group said that discussions with remaining plaintiffs and legal authorities in

Compliance
February 18, 2022

Global Financial Think Tank Frets Over Crypto-assets

The global crypto-assets market is now measured in trillions of dollars, although not yet more than

Legal
February 15, 2022

New Hong Kong Private Client Law Practice Starts Business

The fast-growing private client segment and surging wealth in Greater China have driven demand for

Legal
February 11, 2022

London Judge Greenlights Chinese Billionaire's Case Against UBS

Wednesday's ruling by a High Court judge means that the case against UBS brought by the wealthy

Comment & Analysis results for Compliance, Legal and Regulation

Legal
December 10, 2021

US Informs Deutsche Bank Over Possible Settlement Breach - Media

The bank and US Justice Department have reportedly declined to comment about the matter, which

Legal
December 9, 2021

US Informs Deutsche Bank Over Possible Settlement Breach - Media

The bank and US Justice Department have reportedly declined to comment about the matter, which

Compliance
December 8, 2021

Wealth Managers Can't Relax As Gensler's SEC Marches On - Baird

One of the top men at Baird, the US wealth management house, recently spoke to FWR about his

Legal
December 6, 2021

The Dangers Of Pension Offsetting In Divorce

The authors of this article argue that without proper advice, pension offsetting, rather than

Legal
November 29, 2021

Ince Launches Integrated Private Wealth Offering

The business of serving private clients is becoming ever more complex, with forces such as the

Legal
November 19, 2021

Spotting The Signs: Fraudulent Trustees Post-Pandemic

This guest piece examines what defines trustee mismanagement, such as making investments outside

Legal
November 18, 2021

Reviewing Lasting Powers Of Attorney Regime - Who Benefits?

This practitioner argues that granting LPAs is often flawed and inadequate, with a lengthy

Compliance
November 1, 2021

Wealth Industry Must Be Bolder, Better At Advocating Privacy Rights

After another big leak of data, the wealth management industry must become less reactive and more

Legal
October 8, 2021

Return To Office Working Or Not?

Employment law experts examine some of the challenges and questions for employees, their employers

Legal
September 21, 2021

Allianz Top Executive Mulls Early Departure Amid US Probe - Media

As previously reported, US authorities are probing funds run by Allianz that used complex options