News, Comment & Analysis results for Compliance, Legal and Regulation

Legal
July 25, 2023

Credit Suisse Resolves Archegos Saga

Payments to US and UK authorities, at a total of $388 million, are to be made to draw a line under

Legal
July 20, 2023

Domestic Surrogacy Law Reform: Enough Without International Cooperation?

Domestically-focused proposals about surrogacy law in the UK are important, but can they work

Compliance
July 18, 2023

Art Market Goes Digital: Risk, Opportunity, And Regulatory Concerns For Wealth Managers

The authors argue that while NFTs offer exciting opportunities for investment, they also present

Compliance
July 11, 2023

European Union, US Agree Data-Sharing Pact

The controversy highlights the friction between the drive for more transparency that governments

Compliance
July 7, 2023

OPINION OF THE WEEK: Politically-Exposed Persons And "De-Banking"

The idea of the "Politically-Exposed Person" is not a familiar one to the broad public but that

Legal
July 4, 2023

UK Widens Ban On Legal Advice To Russian-Linked Business Deals

The UK's top foreign minister added, however, that the measures don't mean that Russian nationals

Legal
July 3, 2023

UK Divorce Case Ruling – When Death Intrudes: Reactions

Controversy hinges around whether a party to a marriage can pursue financial relief during, or

Legal
June 21, 2023

UBS Faces Hit From Archegos Saga – Report

In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the

Legal
June 20, 2023

UBS Faces Hit From Archegos Saga – Report

In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the

Compliance
June 20, 2023

US Lawmakers Open Path To Change Accredited Investor Regime

While not yet a done deal, the vote in Congress a fortnight ago means that a system which

Comment & Analysis results for Compliance, Legal and Regulation

Legal
August 24, 2022

Former Malaysia PM Starts 12-Year Jail Term Over 1MDB Case

The disgraced ex-PM, who was defeated in 2018 and subsequently convicted for money laundering and

Legal
August 9, 2022

New York Court Overturns Verdict Against UBS In Employee Case

The bank reportedly said it is pleased with the court's decision. A new trial is being planned.  

Legal
August 9, 2022

New York Court Overturns Verdict Against UBS In Employee Case

The bank reportedly said it is pleased with the court's decision. A new trial is being planned.

Legal
July 11, 2022

NGO Files Criminal Complaint Against UBS Over Money Laundering Claims

The case relates to allegations that UBS was possibly involved in laundering Congolese public funds

Legal
June 27, 2022

US-Based Mining Firm, Credit Suisse Agree $320 Million Settlement

The organizations reached an agreement that maps out a plan to repay cash to noteholders, including

Legal
June 27, 2022

Credit Suisse, Bluestone Resources Agree $320 Million Settlement

The organisations reached an agreement that maps out a plan to repay of cash to noteholders,

Compliance
May 9, 2022

A Walk Around The World's Regulatory Landscape

This news service speaks to BNY Mellon Pershing, a business with considerable interplay with

Legal
May 4, 2022

Prosecutors Raid Morgan Stanley Offices In Germany – Media

Media reports said the scandal is Germany's biggest post-war fraud involving a share-trading scheme

Legal
May 3, 2022

Prosecutors Raid Morgan Stanley Offices In Germany – Media

Media reports said the scandal is Germany's biggest post-war fraud involving a share-trading scheme

Legal
May 3, 2022

Lawsuit Filed Against Credit Suisse Over Oligarch-Linked Case – Media

The law firm alleged disclosure shortcomings around a securitization deal, the report said.