News, Comment & Analysis results for Compliance, Legal and Regulation
Credit Suisse Resolves Archegos Saga
Payments to US and UK authorities, at a total of $388 million, are to be made to draw a line under
Domestic Surrogacy Law Reform: Enough Without International Cooperation?
Domestically-focused proposals about surrogacy law in the UK are important, but can they work
Art Market Goes Digital: Risk, Opportunity, And Regulatory Concerns For Wealth Managers
The authors argue that while NFTs offer exciting opportunities for investment, they also present
European Union, US Agree Data-Sharing Pact
The controversy highlights the friction between the drive for more transparency that governments
OPINION OF THE WEEK: Politically-Exposed Persons And "De-Banking"
The idea of the "Politically-Exposed Person" is not a familiar one to the broad public but that
UK Widens Ban On Legal Advice To Russian-Linked Business Deals
The UK's top foreign minister added, however, that the measures don't mean that Russian nationals
UK Divorce Case Ruling – When Death Intrudes: Reactions
Controversy hinges around whether a party to a marriage can pursue financial relief during, or
UBS Faces Hit From Archegos Saga – Report
In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the
UBS Faces Hit From Archegos Saga – Report
In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the
US Lawmakers Open Path To Change Accredited Investor Regime
While not yet a done deal, the vote in Congress a fortnight ago means that a system which
Comment & Analysis results for Compliance, Legal and Regulation
Former Malaysia PM Starts 12-Year Jail Term Over 1MDB Case
The disgraced ex-PM, who was defeated in 2018 and subsequently convicted for money laundering and
New York Court Overturns Verdict Against UBS In Employee Case
The bank reportedly said it is pleased with the court's decision. A new trial is being planned.
New York Court Overturns Verdict Against UBS In Employee Case
The bank reportedly said it is pleased with the court's decision. A new trial is being planned.
NGO Files Criminal Complaint Against UBS Over Money Laundering Claims
The case relates to allegations that UBS was possibly involved in laundering Congolese public funds
US-Based Mining Firm, Credit Suisse Agree $320 Million Settlement
The organizations reached an agreement that maps out a plan to repay cash to noteholders, including
Credit Suisse, Bluestone Resources Agree $320 Million Settlement
The organisations reached an agreement that maps out a plan to repay of cash to noteholders,
A Walk Around The World's Regulatory Landscape
This news service speaks to BNY Mellon Pershing, a business with considerable interplay with
Prosecutors Raid Morgan Stanley Offices In Germany – Media
Media reports said the scandal is Germany's biggest post-war fraud involving a share-trading scheme
Prosecutors Raid Morgan Stanley Offices In Germany – Media
Media reports said the scandal is Germany's biggest post-war fraud involving a share-trading scheme
Lawsuit Filed Against Credit Suisse Over Oligarch-Linked Case – Media
The law firm alleged disclosure shortcomings around a securitization deal, the report said.
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