News, Comment & Analysis results for Compliance, Legal and Regulation

Legal
May 3, 2024

Divorce: Planning, Investing For A Positive Outcome

The authors talk about the importance of assembling high-quality advice, the different kinds of

Legal
May 2, 2024

Changes To Family Procedure Rules: Strengthening Non-Court Dispute Resolution

Large changes to how non-court family law disputes are handled in England and Wales have been

Legal
April 29, 2024

Agency's Move To Ban New Non-Competes Fuels Business Wrath, Lawsuits

Legal battlelines are already forming over the FTC's move to clamp down on non-compete clauses in

Compliance
April 29, 2024

Compliance Corner: US Regulator Postpones Asset Management Scrutiny Drive

The latest compliance news: regulatory developments, punishments, guidance, permissions, new

Legal
April 23, 2024

The Language Of Divorce Proceedings – Why It Matters

The author of this article argues that the terms used to describe divorce today often add to a

Legal
April 18, 2024

What HNW, Ultra-HNW Separating Couples Should Know

Divorce among HNW individuals can, from an advisor/lawyer point of view, be eaiser to manage in

Compliance
April 12, 2024

US Regulators Scrutinize Morgan Stanley's Wealth Client Regime – Media

A cluster of US regulators are reportedly checking into the measures Morgan Stanley has taken to

Legal
April 11, 2024

New Twist For UBS, Credit Suisse In Georgian Billionaire Case – Report

The case – being heard in Singapore – which has embroiled Credit Suisse for years took a new

Compliance
April 2, 2024

Washington Regulators Scrutinize Big Three Asset Managers Over Bank Holdings – Report

The topic raises questions about how responsive modern financial capitalism is to the views of end

Compliance
April 1, 2024

More OECD States Turn Screws On Corruption, But Monitoring Is Uneven – Study

The Paris-based group has noted how member countries are moving to fight bribery and corruption,

Comment & Analysis results for Compliance, Legal and Regulation

Legal
August 29, 2023

Tycoon's Tangled Trust, Foundation Moves Create New Legal Waves

The cases of a European wine and beer industry businessman, who has been accused of using trusts

Legal
August 28, 2023

Tycoon's Tangled Trust, Foundation Moves Create New Legal Waves

The cases of a European wine and beer industry businessman, who has been accused of using trusts

Legal
August 11, 2023

The Best Of 2023 So Far: The Power Of Nuptial Agreements In English Courts

We re-run some of the top features from earlier in the year during this vacation period.

Legal
July 27, 2023

UK Divorce Ruling Over Case When A Party Dies – More Reactions

A ruling by the UK Supreme Court against a claim to pursue financial relief during or after divorce

Legal
July 25, 2023

Credit Suisse Resolves Archegos Case

As an aside to the losses, the Archegos affair also led to calls for single-family offices to be

Legal
July 25, 2023

Credit Suisse Resolves Archegos Saga

Payments to US and UK authorities, at a total of $388 million, are to be made to draw a line under

Legal
July 20, 2023

Domestic Surrogacy Law Reform: Enough Without International Cooperation?

Domestically-focused proposals about surrogacy law in the UK are important, but can they work

Legal
July 4, 2023

UK Widens Ban On Legal Advice To Russian-Linked Business Deals

The UK's top foreign minister added, however, that the measures don't mean that Russian nationals

Legal
July 3, 2023

UK Divorce Case Ruling – When Death Intrudes: Reactions

Controversy hinges around whether a party to a marriage can pursue financial relief during, or

Legal
June 21, 2023

UBS Faces Hit From Archegos Saga – Report

In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the