News, Comment & Analysis results for Compliance, Legal and Regulation

Compliance
February 24, 2023

OPINION OF THE WEEK: How Killing UK's Tier 1 Visa Continues Non-Dom Decline

The author of this opinion piece, responding to this news service's commentary a few weeks ago

Compliance
February 21, 2023

Why Documenting Actions Are So Important – Another Reminder

This article examines why it is important to keep accurate, timely records to comply with marketing

Legal
February 17, 2023

Credit Suisse Reportedly Makes $210 Million Payout In Singapore Case

The bank has been involved in a Singapore court case with Georgian tycoon Bidzina Ivanishvili, who

Compliance
February 15, 2023

OPINION OF THE WEEK: Advisors Must Prepare For Tighter Regulation Over Private Markets

It is possible that private market capital-raising will be less of a "Wild West" arena than some

Legal
February 8, 2023

Banking Dynasty Row Over Joseph Safra's Will Continues

The story highlights the rows over variation of wills and issues of cognitive decline that this

Legal
February 7, 2023

Banking Dynasty Row Over Joseph Safra's Will Continues – Media

The story highlights the rows over variation of wills and issues of cognitive decline that this

Compliance
February 2, 2023

Pressures Grow On Companies To Squash Bribery, Corruption – Study

Enforcement agencies and regulators around the world are expanding their definition of corporate

Legal
February 1, 2023

Asia-Based Law Firm Gets Name Makeover

The arrival last January of an experienced litigator in Hong Kong has led to the name change.

Legal
January 30, 2023

How Can HNW Individuals Benefit From Litigation Funding Boom?

Litigation funding is an area that can make headlines when a major court case hits the headlines.

Compliance
January 27, 2023

Morgan Stanley Punishes Staff Over WhatsApp Violations – Media

The saga underscores how regulators are concerned that bankers and other financial sector staff

Comment & Analysis results for Compliance, Legal and Regulation

Legal
February 18, 2022

Allianz Expects $4.2 Billion Charge From Fund Woes

The Germany-based group said that discussions with remaining plaintiffs and legal authorities in

Legal
February 15, 2022

New Hong Kong Private Client Law Practice Starts Business

The fast-growing private client segment and surging wealth in Greater China have driven demand for

Legal
February 11, 2022

London Judge Greenlights Chinese Billionaire's Case Against UBS

Wednesday's ruling by a High Court judge means that the case against UBS brought by the wealthy

Legal
January 24, 2022

UBS Asks London Judge To Dismiss Chinese Billionaire's Lawsuit – Report

The bank has reportedly said the case should not be held in London because the conduct occurred in

Legal
January 17, 2022

How To Achieve Amicable Divorce – An Outline

There is regular commentary here about HNW divorce and other relationship break-ups. The author of

Legal
January 14, 2022

Kingsley Napley Launches International Protection For HNW Clients

The London law firm is taking advantage of global political headwinds buffeting high-net worth

Legal
January 11, 2022

Credit Suisse Clashes With SoftBank Over Greensill – Report

The after-shocks of the Greensill affair remain a headache for the Swiss bank, which is locking

Legal
January 11, 2022

Former UOB VP Jailed For $5 Million Fraud – Media

A former vice-president of Singapore's United Overseas Bank has been jailed for misappropriating

Legal
January 6, 2022

Tying Up A Deceased's Online Presence, What's At Stake

As online criminals become more sophisticated, it is critical that executors know how to wrap up a

Legal
January 5, 2022

Morgan Stanley Settles Lawsuit Over Privacy Failings

The story shines another light on the importance of handling clients' financial information