News results for Compliance, Legal and Regulation

Legal
September 6, 2021

Credit Suisse's Legal Tussle With Metals Tycoon Delayed

The Swiss bank's legal wrangle with a business tycoon affected by the downfall of Greensill Capital

Legal
September 6, 2021

When HNW Individuals Take Extreme Acts Over Assets In Divorce

The author of this article examines a case pitting a diamond dealer and former wife. Given the

Compliance
September 3, 2021

Compliance Corner: SEC, $2 Billion Crypto Lawsuit

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
August 30, 2021

Compliance Corner: SEC, Digital Technology Consultation, Probe

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
August 27, 2021

Compliance Corner: SEC

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Legal
August 26, 2021

Expanding Payroll Dents LGT Profit; Operating Income, Assets Rise

A significant rise in LGT's total headcount since the start of this year meant that while operating

Legal
August 25, 2021

Ex-BSI Banker's Bid To Overturn Ban Rejected By Swiss Court

The 1MDB scandal has prompted widespread navel-gazing among global regulators and the financial

Compliance
August 25, 2021

Compliance Corner: US, Singapore, China

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
August 23, 2021

Regulators Imposed Fewer AML, KYC Punishments, But Problems Remain High - Fenergo

While some of the largest cases may have passed, and there has been a year-on-year drop in the

Compliance
August 16, 2021

Holiday Big Read - Archegos Fallout: Don't Hit Family Offices With Blanket Red Tape - Comment

One of a series of articles we are publishing and re-issuing this week during the vacation period.

Comment & Analysis results for Compliance, Legal and Regulation

Legal
September 28, 2020

Non-Disclosure Agreements In The Family Setting

The authors of this article argue that there is a place for NDAs in family cases, but they must be

Legal
September 28, 2020

Julius Baer To Pay SFr150 Million In Legacy East Germany Case

The case, which has rumbled on for years, demonstrates how matters stretching back to the era

Legal
September 24, 2020

Lawsuit Versus Danske Tops $1.0 Billion - Report

The past decade has been a troubled one for the group. Danske replaced its chief executive and made

Compliance
September 21, 2020

Banks Frown Over Another ICIJ Data Leak, Say Industry Has Moved On

The 1999-2017 period covered by filings of suspicious activity reports (SARs) has already been

Legal
September 18, 2020

Wealth Management In China: Key Updates

The law firm examines developments as affect compliance, taxation and private client matters in

Legal
September 14, 2020

The New-Look Accredited Investor Rule: A Detailed View

Here is a detailed breakdown of the new SEC "accredited investor" rule adjustments, which have the

Legal
September 7, 2020

Assets Frozen At Swiss Bank Amid Angola-Linked Probe - Media

The Swiss bank reportedly alerted authorities to a money transfer, sparking an investigation two

Legal
September 4, 2020

Malaysia Drops Criminal Charges Against Goldman Sachs

A court in the Southeast Asian nation has ditched charges against the US firm. However, proceedings

Legal
September 4, 2020

Wealth Management In Singapore: Key Updates

The international law firm sets out major developments, and explains continuing cases, that affect

Legal
September 1, 2020

Lawsuit Launched Against Envestnet, Yodlee Over Data

The lawsuits shed a light on some of the issues arising as financial organizations, such as wealth