News, Comment & Analysis results for Compliance, Legal and Regulation
OPINION OF THE WEEK: How Killing UK's Tier 1 Visa Continues Non-Dom Decline
The author of this opinion piece, responding to this news service's commentary a few weeks ago
Why Documenting Actions Are So Important – Another Reminder
This article examines why it is important to keep accurate, timely records to comply with marketing
Credit Suisse Reportedly Makes $210 Million Payout In Singapore Case
The bank has been involved in a Singapore court case with Georgian tycoon Bidzina Ivanishvili, who
OPINION OF THE WEEK: Advisors Must Prepare For Tighter Regulation Over Private Markets
It is possible that private market capital-raising will be less of a "Wild West" arena than some
Banking Dynasty Row Over Joseph Safra's Will Continues
The story highlights the rows over variation of wills and issues of cognitive decline that this
Banking Dynasty Row Over Joseph Safra's Will Continues – Media
The story highlights the rows over variation of wills and issues of cognitive decline that this
Pressures Grow On Companies To Squash Bribery, Corruption – Study
Enforcement agencies and regulators around the world are expanding their definition of corporate
Asia-Based Law Firm Gets Name Makeover
The arrival last January of an experienced litigator in Hong Kong has led to the name change.
How Can HNW Individuals Benefit From Litigation Funding Boom?
Litigation funding is an area that can make headlines when a major court case hits the headlines.
Morgan Stanley Punishes Staff Over WhatsApp Violations – Media
The saga underscores how regulators are concerned that bankers and other financial sector staff
Comment & Analysis results for Compliance, Legal and Regulation
Allianz Expects $4.2 Billion Charge From Fund Woes
The Germany-based group said that discussions with remaining plaintiffs and legal authorities in
New Hong Kong Private Client Law Practice Starts Business
The fast-growing private client segment and surging wealth in Greater China have driven demand for
London Judge Greenlights Chinese Billionaire's Case Against UBS
Wednesday's ruling by a High Court judge means that the case against UBS brought by the wealthy
UBS Asks London Judge To Dismiss Chinese Billionaire's Lawsuit – Report
The bank has reportedly said the case should not be held in London because the conduct occurred in
How To Achieve Amicable Divorce – An Outline
There is regular commentary here about HNW divorce and other relationship break-ups. The author of
Kingsley Napley Launches International Protection For HNW Clients
The London law firm is taking advantage of global political headwinds buffeting high-net worth
Credit Suisse Clashes With SoftBank Over Greensill – Report
The after-shocks of the Greensill affair remain a headache for the Swiss bank, which is locking
Former UOB VP Jailed For $5 Million Fraud – Media
A former vice-president of Singapore's United Overseas Bank has been jailed for misappropriating
Tying Up A Deceased's Online Presence, What's At Stake
As online criminals become more sophisticated, it is critical that executors know how to wrap up a
Morgan Stanley Settles Lawsuit Over Privacy Failings
The story shines another light on the importance of handling clients' financial information