News, Comment & Analysis results for Compliance, Legal and Regulation

Legal
April 11, 2024

New Twist For UBS, Credit Suisse In Georgian Billionaire Case – Report

The case – being heard in Singapore – which has embroiled Credit Suisse for years took a new

Compliance
April 2, 2024

Washington Regulators Scrutinize Big Three Asset Managers Over Bank Holdings – Report

The topic raises questions about how responsive modern financial capitalism is to the views of end

Compliance
April 1, 2024

More OECD States Turn Screws On Corruption, But Monitoring Is Uneven – Study

The Paris-based group has noted how member countries are moving to fight bribery and corruption,

Compliance
March 21, 2024

Cross-Border Marketing: Do Regulators Accept “License Borrowing”?

This article demonstrates that one of the largest hurdles our alternative investment fund manager

Compliance
March 15, 2024

US Settles Sanctions Case With Swiss Bank

In three episodes, the firm processed 873 securities-related transactions – totaling $30,409,488

Legal
March 13, 2024

Navigating Pension Sharing In Divorce: Legal Precedents, Guidance And Implications

Pension sharing is a common part of financial settlement in divorce. This article walks the reader

Compliance
March 8, 2024

Proposed AML Changes For Advisors – What Wealth Industry Needs To Know

This article – from law firm Squire Patton Boggs – charts important new developments in the

Legal
February 27, 2024

Wealth Advisors Hit With US Anti-Competition Class Action Claims – Report

Firms including Mariner Wealth are accused of colluding to rig the hiring and recruitment market, a

Legal
February 27, 2024

A Shift From London As “Divorce Capital Of The World”?

It is unclear whether London will retain its international reputation as a place favoured for its

Compliance
February 26, 2024

FATF Takes Four Jurisdictions, Including UAE, Off Its Compliance "Gray List"

With reputations on the line, being removed from the list is an achievement that such jurisdictions

Comment & Analysis results for Compliance, Legal and Regulation

Legal
February 27, 2024

A Shift From London As “Divorce Capital Of The World”?

It is unclear whether London will retain its international reputation as a place favoured for its

Legal
February 13, 2024

Satoshi Identity Dispute COPA v Craig Wright – Why It Matters

The actual identity of the person assumed to have created bitcoin, the cryptocurrency, is on the

Legal
February 7, 2024

UK Ends Remote Witnessing Of Wills – The Implications

This commentary, from the private wealth arm of law firm Hugh James, examines moves by the UK

Legal
January 31, 2024

Financial Abuse: A Growing Global Problem

The wealth and private client industry has an important role to play in ensuring that elderly abuse

Legal
January 29, 2024

OPINION OF THE WEEK: When A TV Show Illuminates More Than Law School

The lessons from watching the BBC program The Traitors might have more impact than certain classes

Legal
January 29, 2024

OPINION OF THE WEEK: When A TV Show Illuminates More Than Law School

The lessons from watching the BBC programme The Traitors might have more impact than certain

Compliance
January 18, 2024

EXCLUSIVE: Finding Compliance Nuggets Amid 24/7 News Torrent

We talk to Dow Jones about the work it does in collating, screening and digesting a vast haul of

Legal
January 17, 2024

Piloting Through Choppy Waters To Open Justice

There has been growing pressure to relax reporting restrictions on private and sensitive matters

Legal
January 12, 2024

OPINION OF THE WEEK: UK's Post Office Scandal Is Warning For Wealth Sector

The editor briefly considers how a massive miscarriage of justice in the UK linked to the

Compliance
December 13, 2023

Reviewing "Center for Art Law Report on Anti-Money Laundering and Art"

With implications for the global market, a new guide to the world of fine art and anti-money