News, Comment & Analysis results for Institute for the Fiduciary Standard

Compliance
December 23, 2021

Most Advisors Don’t Disclose Fiduciary Status On Forms - That's A Big Deal

An important regulatory form known for short as CRS is designed so that broker-dealers and RIAs

Compliance
July 31, 2020

WEALTH TALK America: Focus On Regulation Best Interest

As part of Family Wealth Report's series of Wealth Talk videos, we speak to a prominent US wealth

Compliance
July 15, 2020

Five Myths About The SEC’s New Regulation Best Interest

New regulations from the SEC, under the tag "Regulation Best Interest", involve significant changes

Strategy
February 8, 2018

Financial Advisors Lend Hand To Las Vegas Shooting Victims

Advisors helped survivors and victims' families of the shootings at the site of the Route 91

Strategy
October 24, 2017

Is The "Broker-Dealer" Term Out Of Date? Not So Fast, Industry Group Says

Controversy has broken out over recent calls to retire an industry term going back to the 1930s.

Compliance
March 24, 2017

Never Mind DoL Fiduciary Rule Snag - Focus On Best Practice Anyway, Says Wealth Manager

WE Family Offices, a wealth management house recently honored by this news service, is putting its

Compliance
October 5, 2015

Guest Comment: The Fiduciary Debate - Where Is The Industry At?

Micheal Zeuner offers his thoughts on one of the wealth management industry's hottest topics: the

Legal
August 23, 2012

Famous Names In Finance Line Up To Push Forward The Fiduciary Debate

A group of well-known leaders in the investment world are urging Congress, the SEC and the DoL to

Family Office
August 13, 2012

Picking The Best Wealth Advisors From The Rest

Some big names in the industry have turned their attention to differentiating between advisors who

Strategy
July 24, 2012

Exclusive: Steve Lockshin On Advizent, The New RIA Marketing Consortium

Steve Lockshin, chairman of Convergent Wealth Advisors and founder of outsourcing powerhouse

Comment & Analysis results for Institute for the Fiduciary Standard