News, Comment & Analysis results for Compliance, Legal and Regulation
OECD Scolds US On Beneficial Ownership; Ratings Cut Unlikely – Lawyer
A prominent Swiss lawyer points to a recent OECD report on how dozens of jurisdictions perform
ANALYSIS: Liechtenstein’s Cybersecurity Attack Part Of Global Trend
The incident, as disclosed by the European principality this week, is part of a pattern that
Compliance Corner: MAS, ABS, Cyber Security Taskforce
The latest compliance news: regulatory developments, punishments, guidance, permissions and
OPINION OF THE WEEK: Beware Of AI Notetakers' Threat To Confidentiality
Lawyers can put confidentiality and privilege at risk if AI notetakers are used in meetings – one
"Nuclear Verdicts" Aren’t Just A Corporate Problem – They’re A Wealth Management One
The spread of so-called "nuclear verdicts" in court cases – those involving jury awards over $10
Compliance Corner: FCA Proposes "FRAME" Shakeup Of Fund Reporting
The latest compliance news: regulatory developments, punishments, guidance, permissions and
Protecting A California Business In Divorce: Agreements, Corporate Documents And Confidentiality – Part Two
There are particular features of divorce and business laws in California which mean that if a
Protecting A California Business In Divorce: Agreements, Corporate Documents And Confidentiality – Part One
There are particular features of divorce and business laws in California which mean that if a
Compliance Corner: Singapore Eyes Wider Fund Type Availability, Consults On Changes
The latest compliance news: regulatory developments, punishments, guidance, permissions and
Compliance Corner: Netherlands, ABN AMRO, AML Shortcomings
The latest compliance news: regulatory developments, punishments, guidance, permissions and
Comment & Analysis results for Compliance, Legal and Regulation
OECD Scolds US On Beneficial Ownership; Ratings Cut Unlikely – Lawyer
A prominent Swiss lawyer points to a recent OECD report on how dozens of jurisdictions perform
ANALYSIS: Liechtenstein’s Cybersecurity Attack Part Of Global Trend
The incident, as disclosed by the European principality this week, is part of a pattern that
Compliance Corner: MAS, ABS, Cyber Security Taskforce
The latest compliance news: regulatory developments, punishments, guidance, permissions and
OPINION OF THE WEEK: Beware Of AI Notetakers' Threat To Confidentiality
Lawyers can put confidentiality and privilege at risk if AI notetakers are used in meetings – one
Compliance Corner: FCA Proposes "FRAME" Shakeup Of Fund Reporting
The latest compliance news: regulatory developments, punishments, guidance, permissions and
Compliance Corner: Singapore Eyes Wider Fund Type Availability, Consults On Changes
The latest compliance news: regulatory developments, punishments, guidance, permissions and
Compliance Corner: Netherlands, ABN AMRO, AML Shortcomings
The latest compliance news: regulatory developments, punishments, guidance, permissions and
EU's Quest To Unify Financial, Investment Regime Continues To Cause Worries
Luxembourg – home to a multi-trillion euro cross-border funds market, several banks and other
Authorised And Invisible: What The UK's Mills Review Misses
The UK regulator is looking at how AI is changing retail financial services and other topics
Compliance Corner: Monetary Authority Of Singapore Explores AI Agents' Impact
The latest compliance news: regulatory developments, punishments, guidance, permissions and