News, Comment & Analysis results for Compliance, Legal and Regulation
UK Regulator Proposes Shake-up Of Investment Cost Disclosure Rules
In words dear to journalists' hearts – and investors – the FCA wants to cut complex language
Compliance Corner: Swiss Bankers Association, SIX
The latest compliance news: regulatory developments, punishments, guidance, permissions and
Adverse Media Checks A Major Compliance Task, Puts Spotlight On Tech
In this article, we talk to smartKYC, an enterprise solution for KYC due diligence automation. One
Gray Divorce And Women: Closing The Confidence Gap In A New Financial Chapter
The author of this article notes that divorce among older citizens is not a passing trend. It is a
Rathbones, Hit By Client Inflow Halt, Announces Share Buyback
Shares in the wealth management house have been hit hard by the announcement this week that it is
Singapore Starts Revised Single-Family Office Framework
A new framework governing how SFOs are created and run kicked in at the start of this week.
Compliance Corner: HKMA, Bank Indonesia, People's Bank of China
The latest compliance news: regulatory developments, punishments, guidance, permissions and
ECB Curbed Fast-Growing Revolut's Product Launches In 2025
European bank regulators have restricted Revolut's new product launches for the EEA region. This
IQ-EQ's Gordian Builds Asia-Middle East "Corridor" With Dubai Regulatory Approval
The move builds on connections between the Gulf and the subsidiary's existing APAC base.
Compliance Corner: Ogier Global, British Virgin Islands
The latest compliance news: regulatory developments, punishments, guidance, permissions and
Comment & Analysis results for Compliance, Legal and Regulation
UK Regulator Proposes Shake-up Of Investment Cost Disclosure Rules
In words dear to journalists' hearts – and investors – the FCA wants to cut complex language
Compliance Corner: Swiss Bankers Association, SIX
The latest compliance news: regulatory developments, punishments, guidance, permissions and
Adverse Media Checks A Major Compliance Task, Puts Spotlight On Tech
In this article, we talk to smartKYC, an enterprise solution for KYC due diligence automation. One
Rathbones, Hit By Client Inflow Halt, Announces Share Buyback
Shares in the wealth management house have been hit hard by the announcement this week that it is
Singapore Starts Revised Single-Family Office Framework
A new framework governing how SFOs are created and run kicked in at the start of this week.
Compliance Corner: HKMA, Bank Indonesia, People's Bank of China
The latest compliance news: regulatory developments, punishments, guidance, permissions and
ECB Curbed Fast-Growing Revolut's Product Launches In 2025
European bank regulators have restricted Revolut's new product launches for the EEA region. This
IQ-EQ's Gordian Builds Asia-Middle East "Corridor" With Dubai Regulatory Approval
The move builds on connections between the Gulf and the subsidiary's existing APAC base.
Compliance Corner: Ogier Global, British Virgin Islands
The latest compliance news: regulatory developments, punishments, guidance, permissions and
Compliance Corner: Gen II Fund Services, Guernsey
The latest compliance news: regulatory developments, punishments, guidance, permissions and