People Moves

Who's Moving Where In Wealth Management? - Raymond James, Ainge Advisory

Editorial Staff, December 21, 2020


The latest senior wealth management executive moves in North America.

Raymond James 
Raymond James has welcomed financial advisors Richard Sjostedt, Robert Rice, Brian Robertson, and registered branch professional Steven Diehl to Raymond James Financial Services, – its independent advisor channel. The group is based in Mansfield, Ohio.

The advisors join from Merrill Lynch, where they collectively managed $130 million in client assets. Now affiliated with Raymond James, the advisors operate as Platinum Family Wealth.

Ainge Advisory
Ainge Advisory, an investment house concentrating on mergers and acquisitions, private equity and venture capital transactions, has named Mark Broadbent as managing director of its legal and advisory services division.

Broadbent has been an active advisor to angels, entrepreneurs, VC funds and growth-stage companies, particularly in the emerging Silicon Slopes tech corridor along Utah's Wasatch Front. He earned both his Juris Doctor and MBA from Brigham Young University and has worked with corporate law firms and in strategy/finance roles. 

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