News results for Compliance, Legal and Regulation

Compliance
September 21, 2021

Compliance Corner: SEC, Coinbase - Report

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Legal
September 21, 2021

Allianz Top Executive Mulls Early Departure Amid US Probe - Media

As previously reported, US authorities are probing funds run by Allianz that used complex options

Legal
September 17, 2021

Proposed Rises In English, Welsh Probate Fees - An Overview

If proposed new fees for probate services take effect, there will be pressure to deal with big

Compliance
September 16, 2021

Bribery, Corruption Remains Big Boardroom Worry - Kroll

Company bosses are paying increasing attention to the risks, but they are still suffering

Legal
September 16, 2021

The Gates Divorce - "Silver Separators", Staying Out Of Court

Couples approaching retirement are reassessing marriages when most people hope to be coming into

Legal
September 14, 2021

US Department Of Justice Probes Allianz Over Funds Losses - Report

The German firm faces at least 25 investor law suits, including those filed by a number of US

Legal
September 13, 2021

US Department Of Justice Probes Allianz Over Funds Losses - Report

The German firm faces at least 25 investor law suits, including those filed by a number of US

Legal
September 8, 2021

Law Firm EMW Launches Specialist Wealth Division

A UK law firm which advises technology entrepreneurs is adding a private client team to meet

Legal
September 7, 2021

Lasting Powers Of Attorney Going Digital - How Will They Work?

In spite of the challenges presented by the pandemic, lasting powers of attorney are useful estate

Legal
September 6, 2021

Credit Suisse's Legal Tussle With Metals Tycoon Delayed

The Swiss bank's legal wrangle with a business tycoon affected by the downfall of Greensill Capital

Comment & Analysis results for Compliance, Legal and Regulation

Legal
January 6, 2021

“What’s Mine Is Yours … Or Is It?” Grappling With Gifts In Divorce

Gifts can be highly valuable financially, but also often hold great sentimental value. If a

Legal
January 4, 2021

The Tug Of War For Trustees In Divorce

Sadly, the start of this year is likely to be a busy time for solicitors handling marital disputes.

Legal
December 21, 2020

Mishcon De Reya Ramps Up Beneficial Ownership Battle

The law firm, which has fired warnings about what it sees as cyber-security threats to data

Legal
December 18, 2020

US Votes To Ban Anonymous Shell Companies - The Fine Print

The vote - which cannot be overturned by a Presidential veto - has major implications for

Legal
December 18, 2020

Credit Suisse Vows To Fight OAG Charges Over Bulgarian Saga

The Zurich-listed bank intends to defend itself "vigorously" over any charges brought against it

Legal
November 30, 2020

Gifting To Children, What Can Be Overlooked

As this guest writer in private client law argues, the last thing a testator wants to leave their

Compliance
November 24, 2020

WEALTH TALK: Where Fine Art And AML Meets

This is the sixth edition of a video series by this news service in partnership with international

Legal
November 23, 2020

When HNW Business Owners' Marriages Go Sour: Structured Solutions

This news service talks to Northern Trust about the kind of complexities arising when business

Compliance
November 13, 2020

Let Fundraising Begin: SEC Harmonizes Private Offering Regime

Regulations over how private investments can be offered into the market have been adjusted by the

Legal
November 10, 2020

UBS Will "Vigorously" Fight Chinese Businessman's $500 Million Lawsuit

Reports said that Guo Wengui, now an exile living in New York, has sued the Swiss bank in London