News, Comment & Analysis results for Compliance, Legal and Regulation
A Proposed Customer Identification Program And Privacy Concerns
A difficult balance must be struck between complying with laws aimed at foiling money launderers
Key Considerations For Dividing Intellectual Property And Royalties In Divorce
A clear understanding of how to approach intellectual property is vital when IP comes up in the
A Bombshell For Beneficiaries
At a time when emotions are on edge after a bereavement, there is the added unpleasantness from the
Navigating Pensions In Divorce: The Role Of CETVs, Expert Guidance In Financial Settlements
A report in 2019 transformed the way in which pensions are treated in financial settlements. This
KYC Screening For Private Banks And Wealth Managers: The Sharp Side Of The Mountain
As readers in the industry know, in the evolving landscape of private banking KYC, staying ahead
Compliance Corner: IQ-EQ, Cayman Islands, PGIM
The latest compliance news: regulatory developments, punishments, guidance, permissions, new
School Fees VAT Increase – New Challenge For HNW Separated Parents
The UK government's imposition of VAT on private school fees will worsen existing tensions and
EDITOR'S SUMMER READING PICKS: How Dow Jones Helps Firms Screen Risks
In this part of the August holiday season, this publication re-issues a few of those features that
Compliance Corner: SteelEye, Cross-Border Product Manipulation
The latest compliance news: regulatory developments, punishments, guidance, permissions and new
Regulators' Fines On Banks, Other Financial Institutions Rise In H1 2024
The financial scale of fines and other penalties imposed on institutions for failings on AML
Comment & Analysis results for Compliance, Legal and Regulation
UK Ends Remote Witnessing Of Wills – The Implications
This commentary, from the private wealth arm of law firm Hugh James, examines moves by the UK
Financial Abuse: A Growing Global Problem
The wealth and private client industry has an important role to play in ensuring that elderly abuse
OPINION OF THE WEEK: When A TV Show Illuminates More Than Law School
The lessons from watching the BBC program The Traitors might have more impact than certain classes
OPINION OF THE WEEK: When A TV Show Illuminates More Than Law School
The lessons from watching the BBC programme The Traitors might have more impact than certain
EXCLUSIVE: Finding Compliance Nuggets Amid 24/7 News Torrent
We talk to Dow Jones about the work it does in collating, screening and digesting a vast haul of
Piloting Through Choppy Waters To Open Justice
There has been growing pressure to relax reporting restrictions on private and sensitive matters
OPINION OF THE WEEK: UK's Post Office Scandal Is Warning For Wealth Sector
The editor briefly considers how a massive miscarriage of justice in the UK linked to the
Reviewing "Center for Art Law Report on Anti-Money Laundering and Art"
With implications for the global market, a new guide to the world of fine art and anti-money
OCBC Reportedly Sues AML Suspect
The person mentioned in the latest report is among a number of individuals arrested in Singapore
London's Status As Divorce Centre – What The Future Holds
With big cases continuing to come through London, the UK capital continues to enjoy – if that is