News, Comment & Analysis results for Compliance, Legal and Regulation

Compliance
March 24, 2023

DoJ Probes Credit Suisse, UBS And Other Banks Over Russia Sanctions Concerns – Media

Requests for information were sent to the banks before UBS bought its Swiss rival in a "shotgun

Legal
March 20, 2023

JP Morgan To Depose Former Executive Over Epstein Relationship – Media

The former bank executive has been caught up in legal action concerning the nature of his

Legal
March 17, 2023

JP Morgan To Depose Former Executive Over Epstein Relationship – Media

The former bank executive has been caught up in legal action concerning the nature of his

Legal
March 17, 2023

The Dangers Of Marriage For Older People

It's a hard fact that an ageing population gives rise to a variety of issues. When older people

Compliance
March 10, 2023

OPINION OF THE WEEK: WhatsApp, Private Channels And Double-Standards

A year ago, an official organization said that UK government ministers and civil servants should

Compliance
March 9, 2023

Compliance Corner: SEC, Crypto Asset Fraud Allegation

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
February 24, 2023

Swiss Think Tank Fires Warning Over Sanctions Usage, Confiscation Powers

The Basel Institute on Governance says there are dangers in politicians' calls to use frozen assets

Compliance
February 24, 2023

OPINION OF THE WEEK: How Killing UK's Tier 1 Visa Continues Non-Dom Decline

The author of this opinion piece, responding to this news service's commentary a few weeks ago

Compliance
February 21, 2023

Why Documenting Actions Are So Important – Another Reminder

This article examines why it is important to keep accurate, timely records to comply with marketing

Legal
February 17, 2023

Credit Suisse Reportedly Makes $210 Million Payout In Singapore Case

The bank has been involved in a Singapore court case with Georgian tycoon Bidzina Ivanishvili, who

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
May 9, 2022

A Walk Around The World's Regulatory Landscape

This news service speaks to BNY Mellon Pershing, a business with considerable interplay with

Legal
May 4, 2022

Prosecutors Raid Morgan Stanley Offices In Germany – Media

Media reports said the scandal is Germany's biggest post-war fraud involving a share-trading scheme

Legal
May 3, 2022

Prosecutors Raid Morgan Stanley Offices In Germany – Media

Media reports said the scandal is Germany's biggest post-war fraud involving a share-trading scheme

Legal
May 3, 2022

Lawsuit Filed Against Credit Suisse Over Oligarch-Linked Case – Media

The law firm alleged disclosure shortcomings around a securitization deal, the report said.

Legal
May 3, 2022

Lawsuit Filed Against Credit Suisse Over Oligarch-Linked Case – Media

The law firm alleged disclosure shortcomings around a securitisation deal, the report said.

Legal
March 31, 2022

Investigators Probe Pictet Offices Over Petrobas Affair; Bank Says Matter Resolved

The Swiss bank pointed out that the probe is about matters taking place as far back as 2005, and

Legal
March 25, 2022

Credit Suisse Braces For $500 Million Hit From Bermuda Case

The bank has been contesting claims by people seeking compensation for losses caused by former

Legal
March 24, 2022

Credit Suisse Braces For $500 Million Hit From Bermuda Case

The bank has been contesting claims by people seeking compensation for losses caused by former

Legal
March 4, 2022

Protecting Prominent Women: High Profile Shouldn't Mean High Risk

The recent case highlights a problem that is mostly faced by women and which has accelerated online

Legal
March 3, 2022

Litigation Funding: Assistance Or Interference?

The authors argue that two specific areas in which litigation funding can be particularly