News, Comment & Analysis results for Compliance, Legal and Regulation
European Union, US Agree Data-Sharing Pact
The controversy highlights the friction between the drive for more transparency that governments
OPINION OF THE WEEK: Politically-Exposed Persons And "De-Banking"
The idea of the "Politically-Exposed Person" is not a familiar one to the broad public but that
UK Widens Ban On Legal Advice To Russian-Linked Business Deals
The UK's top foreign minister added, however, that the measures don't mean that Russian nationals
UK Divorce Case Ruling – When Death Intrudes: Reactions
Controversy hinges around whether a party to a marriage can pursue financial relief during, or
UBS Faces Hit From Archegos Saga – Report
In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the
UBS Faces Hit From Archegos Saga – Report
In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the
US Lawmakers Open Path To Change Accredited Investor Regime
While not yet a done deal, the vote in Congress a fortnight ago means that a system which
Challenges And Advancements In KYC Screening For Private Banking, Wealth Management Industry
The author of this article argues that it's crucial to adopt a balanced but robust approach to KYC
Singaporean Law Firm In Talks Over AT1 Credit Suisse Lawsuit
The legal actions by holders of Additional Tier 1 bonds – forms of capital issued by European
Credit Suisse Vows To Fight Singapore Courts' Ruling Over Billionaire – Media
The long-running court battle between the bank and the billionaire has taken a new turn in the
Comment & Analysis results for Compliance, Legal and Regulation
The Pandora Papers One Year On – Lessons, The Way Ahead
The author of this article argues that however much anger is justified at those who stash illicit
Credit Suisse Settles With France Over Cross-Border Private Banking
The bank has settled a tax fraud and money laundering case. In its statement today, Credit Suisse
Credit Suisse Makes $495 Million Securities Settlement In US
The settlement, for which the bank had been fully provisioned, marked another step in resolving
Is HMRC Potentially Acting Against Your LLP?
Due to various developments, structures introduced in the UK more than two decades ago are
Credit Suisse Agrees To Settle Archegos Lawsuit – Report
The saga was among a number of setbacks that the bank has suffered in recent years.
Credit Suisse Agrees To Settle Archegos Lawsuit – Report
The saga was among a number of setbacks that the bank has suffered in recent years.
Reforms To Lasting Powers Of Attorney – Do They Go Far Enough?
The author notes that LPAs are often compared with insurance policies where one only needs to pay
Former Malaysia PM Starts 12-Year Jail Term Over 1MDB Case
The disgraced ex-PM, who was defeated in 2018 and subsequently convicted for money laundering and
New York Court Overturns Verdict Against UBS In Employee Case
The bank reportedly said it is pleased with the court's decision. A new trial is being planned.
New York Court Overturns Verdict Against UBS In Employee Case
The bank reportedly said it is pleased with the court's decision. A new trial is being planned.
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