News, Comment & Analysis results for Compliance, Legal and Regulation
US Regulators Scrutinize Morgan Stanley's Wealth Client Regime – Media
A cluster of US regulators are reportedly checking into the measures Morgan Stanley has taken to
New Twist For UBS, Credit Suisse In Georgian Billionaire Case – Report
The case – being heard in Singapore – which has embroiled Credit Suisse for years took a new
Washington Regulators Scrutinize Big Three Asset Managers Over Bank Holdings – Report
The topic raises questions about how responsive modern financial capitalism is to the views of end
More OECD States Turn Screws On Corruption, But Monitoring Is Uneven – Study
The Paris-based group has noted how member countries are moving to fight bribery and corruption,
Cross-Border Marketing: Do Regulators Accept “License Borrowing”?
This article demonstrates that one of the largest hurdles our alternative investment fund manager
US Settles Sanctions Case With Swiss Bank
In three episodes, the firm processed 873 securities-related transactions – totaling $30,409,488
Navigating Pension Sharing In Divorce: Legal Precedents, Guidance And Implications
Pension sharing is a common part of financial settlement in divorce. This article walks the reader
Proposed AML Changes For Advisors – What Wealth Industry Needs To Know
This article – from law firm Squire Patton Boggs – charts important new developments in the
Wealth Advisors Hit With US Anti-Competition Class Action Claims – Report
Firms including Mariner Wealth are accused of colluding to rig the hiring and recruitment market, a
A Shift From London As “Divorce Capital Of The World”?
It is unclear whether London will retain its international reputation as a place favoured for its
Comment & Analysis results for Compliance, Legal and Regulation
Hong Kong's Prenups Build Marriage, Business Foundations – Lawyer
We chat to a Hong Kong-based lawyer specialising in areas such as family law. As founders of firms
Proposed UK Surrogacy Reforms: Improvements On Horizon?
The following article looks at proposed reforms to surrogacy law and how they are likely to apply.
JP Morgan Settles With US Virgin Islands, Former Executive Over Epstein-Linked Case
The bank has settled with the territory and former executive to draw a line under lawsuits over the
Goldman Sachs Tries To Resolve New 1MDB Dispute – Report
The scandal of how billions of dollars were siphoned off the state-created fund – set up to help
Goldman Sachs Tries To Resolve New 1MDB Dispute – Report
The scandal of how billions of dollars were siphoned off the state-created fund - set up to help
Consumers Must Grasp Potential Pitfalls Of Using Unregulated Legal Advice
This article puts forward the case for customer awareness so that people make informed choices. In
Singapore Police Seize Money From Suspected Money Launderer's Accounts – Media
Singapore authorities are reportedly dealing with an alleged money laundering case in which
In Dispute: When Battles Over Art Go Public
The problems caused by the financial difficulties or misconduct of art dealers can be far reaching.
Learning The Legal Lessons From “Succession”
In this detailed analysis of legal questions generated by the HBO television drama, law firm Squire
Learning The Legal Lessons From “Succession”
In this detailed analysis of legal questions generated by the HBO television drama, law firm Squire
Award Winners
WealthTalk - Awards Videos
WealthTechAsia Awards 2021 – UBS
Duration: 3.88m
WealthTalk - From The Editor’s Desk Videos
WEALTH TALK: UK Millionaires And Non-Doms Depart – The Impact
Duration: 18.25m
WealthTalk - Expert View Videos
WealthTalk – "Autocracy Risk" And What It Means For Investors
Duration: 15.90m