News, Comment & Analysis results for Compliance, Legal and Regulation

Compliance
July 11, 2023

European Union, US Agree Data-Sharing Pact

The controversy highlights the friction between the drive for more transparency that governments

Compliance
July 7, 2023

OPINION OF THE WEEK: Politically-Exposed Persons And "De-Banking"

The idea of the "Politically-Exposed Person" is not a familiar one to the broad public but that

Legal
July 4, 2023

UK Widens Ban On Legal Advice To Russian-Linked Business Deals

The UK's top foreign minister added, however, that the measures don't mean that Russian nationals

Legal
July 3, 2023

UK Divorce Case Ruling – When Death Intrudes: Reactions

Controversy hinges around whether a party to a marriage can pursue financial relief during, or

Legal
June 21, 2023

UBS Faces Hit From Archegos Saga – Report

In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the

Legal
June 20, 2023

UBS Faces Hit From Archegos Saga – Report

In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the

Compliance
June 20, 2023

US Lawmakers Open Path To Change Accredited Investor Regime

While not yet a done deal, the vote in Congress a fortnight ago means that a system which

Compliance
June 13, 2023

Challenges And Advancements In KYC Screening For Private Banking, Wealth Management Industry

The author of this article argues that it's crucial to adopt a balanced but robust approach to KYC

Legal
June 2, 2023

Singaporean Law Firm In Talks Over AT1 Credit Suisse Lawsuit

The legal actions by holders of Additional Tier 1 bonds – forms of capital issued by European

Legal
May 30, 2023

Credit Suisse Vows To Fight Singapore Courts' Ruling Over Billionaire – Media

The long-running court battle between the bank and the billionaire has taken a new turn in the

Comment & Analysis results for Compliance, Legal and Regulation

Legal
November 30, 2022

Invisible Contracts When Moving In With A Partner

Couples choosing to cohabit should consider documenting their intentions in relation to their

Compliance
November 29, 2022

The FTX Collapse: The Lessons

The author of this article argues that the failures with FTX are little to do with regulation or

Legal
November 15, 2022

Uncapping Bankers' Bonuses: Implications For Divorce Settlements

Couples going through or contemplating divorce, should consider how uncapping bankers' bonuses in

Legal
November 11, 2022

Eight-Year-Old Legal Case Still Weighs On Credit Suisse – Report

To underline the importance of the case, the bank's new legal counsel has attended Department of

Legal
November 10, 2022

Eight-Year-Old Legal Case Still Weighs On Credit Suisse – Report

To underline the importance of the case, the bank's new legal counsel has attended Department of

Legal
November 9, 2022

BMO Sets Aside C$1.12 Billion After Court Case; To Appeal Verdict

The case involves a Ponzi scheme that had been facilitated by organizations prior to their

Legal
November 1, 2022

International Surrogacy Developments: Financial Impact On Families

The author argues that as more people resume foreign travel, with many doing so to consider

Compliance
October 26, 2022

The Pandora Papers One Year On – Lessons, The Way Ahead

The author of this article argues that however much anger is justified at those who stash illicit

Legal
October 25, 2022

Credit Suisse Settles With France Over Cross-Border Private Banking

The bank has settled a tax fraud and money laundering case. In its statement today, Credit Suisse

Legal
October 18, 2022

Credit Suisse Makes $495 Million Securities Settlement In US

The settlement, for which the bank had been fully provisioned, marked another step in resolving