News results for Compliance, Legal and Regulation

Compliance
February 10, 2022

US Couple Arrested Over $4.5 Billion Crypto Laundering

While cryptocurrency and trading virtual currency exchanges comprise an expanding part of the US

Compliance
February 10, 2022

Compliance Corner: SEC

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
February 8, 2022

Deutsche Reportedly Overhauling Electronic Communications

The reported move by the German bank to improve recording of electronic communication channels

Compliance
February 8, 2022

Former Goldman Sachs Banker In Court Over 1MDB

The trial will shine a light inside one of the world's largest investment banks and its dealings

Legal
January 24, 2022

UBS Asks London Judge To Dismiss Chinese Billionaire's Lawsuit – Report

The bank has reportedly said the case should not be held in London because the conduct occurred in

Legal
January 17, 2022

How To Achieve Amicable Divorce – An Outline

There is regular commentary here about HNW divorce and other relationship break-ups. The author of

Compliance
January 14, 2022

US Bankers, Others Left Stranded As Hong Kong Shuts Flights – Media

Hong Kong - a key entry destination for mainland China and home to many global banks' Asian

Legal
January 14, 2022

Kingsley Napley Launches International Protection For HNW Clients

The London law firm is taking advantage of global political headwinds buffeting high-net worth

Compliance
January 11, 2022

SEC Mulls Greater Disclosures From Private Companies – Report

A broad theme in investment over the past decade and beyond has been a relative shift from public

Legal
January 11, 2022

Credit Suisse Clashes With SoftBank Over Greensill – Report

The after-shocks of the Greensill affair remain a headache for the Swiss bank, which is locking

Comment & Analysis results for Compliance, Legal and Regulation

Legal
September 17, 2021

Proposed Rises In English, Welsh Probate Fees - An Overview

If proposed new fees for probate services take effect, there will be pressure to deal with big

Legal
September 16, 2021

The Gates Divorce - "Silver Separators", Staying Out Of Court

Couples approaching retirement are reassessing marriages when most people hope to be coming into

Legal
September 14, 2021

US Department Of Justice Probes Allianz Over Funds Losses - Report

The German firm faces at least 25 investor law suits, including those filed by a number of US

Legal
September 13, 2021

US Department Of Justice Probes Allianz Over Funds Losses - Report

The German firm faces at least 25 investor law suits, including those filed by a number of US

Legal
September 8, 2021

Law Firm EMW Launches Specialist Wealth Division

A UK law firm which advises technology entrepreneurs is adding a private client team to meet

Legal
September 7, 2021

Lasting Powers Of Attorney Going Digital - How Will They Work?

In spite of the challenges presented by the pandemic, lasting powers of attorney are useful estate

Legal
September 6, 2021

Credit Suisse's Legal Tussle With Metals Tycoon Delayed

The Swiss bank's legal wrangle with a business tycoon affected by the downfall of Greensill Capital

Legal
September 6, 2021

When HNW Individuals Take Extreme Acts Over Assets In Divorce

The author of this article examines a case pitting a diamond dealer and former wife. Given the

Legal
August 26, 2021

Expanding Payroll Dents LGT Profit; Operating Income, Assets Rise

A significant rise in LGT's total headcount since the start of this year meant that while operating

Legal
August 25, 2021

Ex-BSI Banker's Bid To Overturn Ban Rejected By Swiss Court

The 1MDB scandal has prompted widespread navel-gazing among global regulators and the financial