News, Comment & Analysis results for Compliance, Legal and Regulation

Compliance
October 2, 2023

Compliance Corner: New KPMG Report

The latest compliance news: regulatory developments, punishments, guidance, permissions, new

Legal
September 27, 2023

JP Morgan Settles With US Virgin Islands, Former Executive Over Epstein-Linked Case

The bank has settled with the territory and former executive to draw a line under lawsuits over the

Legal
September 26, 2023

Goldman Sachs Tries To Resolve New 1MDB Dispute – Report

The scandal of how billions of dollars were siphoned off the state-created fund – set up to help

Legal
September 25, 2023

Goldman Sachs Tries To Resolve New 1MDB Dispute – Report

The scandal of how billions of dollars were siphoned off the state-created fund - set up to help

Compliance
September 25, 2023

Compliance Corner: Securities & Exchange Commission Acts In Fiduciary Duty Case

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
September 20, 2023

SEC's New "Marketing Rule" Approach Draws Fire

The watchdog's "principles-based" approach to a new rule governing how firms advertise their wares

Legal
September 11, 2023

Consumers Must Grasp Potential Pitfalls Of Using Unregulated Legal Advice

This article puts forward the case for customer awareness so that people make informed choices. In

Legal
September 7, 2023

Singapore Police Seize Money From Suspected Money Launderer's Accounts – Media

Singapore authorities are reportedly dealing with an alleged money laundering case in which

Legal
September 7, 2023

In Dispute: When Battles Over Art Go Public

The problems caused by the financial difficulties or misconduct of art dealers can be far reaching.

Compliance
September 1, 2023

OPINION OF THE WEEK: Time For A “PEP Talk”

While the immediate heat has gone from the story, the implications for compliance and client

Comment & Analysis results for Compliance, Legal and Regulation

Legal
May 15, 2023

Withers Starts Singapore-Based Credit Suisse Lawsuit

Another law firm – Withers – has entered the fray of filing a class-action lawsuit brought as a

Legal
May 11, 2023

High-Profile Divorces: Navigating Media Interest

How does the world of the media intersect with divorce cases – how they are covered, what

Legal
March 29, 2023

Challenges, Opportunities In Digital Asset Tracing And Enforcement

The authors of this guest article argue that while the English courts await statutory or regulatory

Legal
March 27, 2023

WealthTalk – Refining Boundaries Of Privacy

Legal
March 20, 2023

JP Morgan To Depose Former Executive Over Epstein Relationship – Media

The former bank executive has been caught up in legal action concerning the nature of his

Legal
March 17, 2023

JP Morgan To Depose Former Executive Over Epstein Relationship – Media

The former bank executive has been caught up in legal action concerning the nature of his

Legal
March 17, 2023

The Dangers Of Marriage For Older People

It's a hard fact that an ageing population gives rise to a variety of issues. When older people

Legal
February 17, 2023

Credit Suisse Reportedly Makes $210 Million Payout In Singapore Case

The bank has been involved in a Singapore court case with Georgian tycoon Bidzina Ivanishvili, who

Legal
February 8, 2023

Banking Dynasty Row Over Joseph Safra's Will Continues

The story highlights the rows over variation of wills and issues of cognitive decline that this

Legal
February 7, 2023

Banking Dynasty Row Over Joseph Safra's Will Continues – Media

The story highlights the rows over variation of wills and issues of cognitive decline that this