News, Comment & Analysis results for Compliance, Legal and Regulation
Washington Regulators Scrutinize Big Three Asset Managers Over Bank Holdings – Report
The topic raises questions about how responsive modern financial capitalism is to the views of end
More OECD States Turn Screws On Corruption, But Monitoring Is Uneven – Study
The Paris-based group has noted how member countries are moving to fight bribery and corruption,
Cross-Border Marketing: Do Regulators Accept “License Borrowing”?
This article demonstrates that one of the largest hurdles our alternative investment fund manager
US Settles Sanctions Case With Swiss Bank
In three episodes, the firm processed 873 securities-related transactions – totaling $30,409,488
Navigating Pension Sharing In Divorce: Legal Precedents, Guidance And Implications
Pension sharing is a common part of financial settlement in divorce. This article walks the reader
Proposed AML Changes For Advisors – What Wealth Industry Needs To Know
This article – from law firm Squire Patton Boggs – charts important new developments in the
Wealth Advisors Hit With US Anti-Competition Class Action Claims – Report
Firms including Mariner Wealth are accused of colluding to rig the hiring and recruitment market, a
A Shift From London As “Divorce Capital Of The World”?
It is unclear whether London will retain its international reputation as a place favoured for its
FATF Takes Four Jurisdictions, Including UAE, Off Its Compliance "Gray List"
With reputations on the line, being removed from the list is an achievement that such jurisdictions
Compliance Corner: The Bahamas, European Union "Grey List"
The latest compliance news: regulatory developments, punishments, guidance, permissions, new
Comment & Analysis results for Compliance, Legal and Regulation
OPINION OF THE WEEK: UK's Post Office Scandal Is Warning For Wealth Sector
The editor briefly considers how a massive miscarriage of justice in the UK linked to the
Reviewing "Center for Art Law Report on Anti-Money Laundering and Art"
With implications for the global market, a new guide to the world of fine art and anti-money
OCBC Reportedly Sues AML Suspect
The person mentioned in the latest report is among a number of individuals arrested in Singapore
London's Status As Divorce Centre – What The Future Holds
With big cases continuing to come through London, the UK capital continues to enjoy – if that is
Top French Court Annuls Penalties Vs UBS In Tax Fraud Case; New Trial Expected
The Swiss bank is accused of helping wealthy clients in France evade taxes.
A Walk Around The World Of Prenups
This article sets out the important steps to consider for prenup agreements, their limitations and
Shareholder Disputes Increase: How To Manage Risks?
The authors of this article – the fourth in a series – say the present unsettled economic
Hong Kong's Prenups Build Marriage, Business Foundations – Lawyer
We chat to a Hong Kong-based lawyer specialising in areas such as family law. As founders of firms
Proposed UK Surrogacy Reforms: Improvements On Horizon?
The following article looks at proposed reforms to surrogacy law and how they are likely to apply.
JP Morgan Settles With US Virgin Islands, Former Executive Over Epstein-Linked Case
The bank has settled with the territory and former executive to draw a line under lawsuits over the
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