News results for Compliance, Legal and Regulation

Legal
March 25, 2022

Credit Suisse Braces For $500 Million Hit From Bermuda Case

The bank has been contesting claims by people seeking compensation for losses caused by former

Legal
March 24, 2022

Credit Suisse Braces For $500 Million Hit From Bermuda Case

The bank has been contesting claims by people seeking compensation for losses caused by former

Compliance
March 15, 2022

St Lucia's "Golden Visa" Regime Stays Open To Russian Applicants – Media

While certain Caribbean jurisdictions have halted their HNW visa schemes for Russian applicants,

Compliance
March 14, 2022

Compliance Corner: US Widens Scope Of Russian Sanctions

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
March 9, 2022

Compliance Corner: Financial Action Task Force Reviews Russia's Role

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
March 7, 2022

Compliance Corner: FATF, US Treasury Department

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Legal
March 4, 2022

Protecting Prominent Women: High Profile Shouldn't Mean High Risk

The recent case highlights a problem that is mostly faced by women and which has accelerated online

Legal
March 3, 2022

Litigation Funding: Assistance Or Interference?

The authors argue that two specific areas in which litigation funding can be particularly

Legal
March 2, 2022

Archegos Pushes For Legal Settlement As Probes Continue – Report

Morgan Stanley, Nomura, UBS, Credit Suisse, MUFG and Mizuho were involved in the saga. The banks,

Legal
March 2, 2022

Archegos Pushes For Legal Settlement As Probes Continue – Report

Morgan Stanley, Nomura, UBS, Credit Suisse, MUFG and Mizuho were involved in the saga. The banks,

Comment & Analysis results for Compliance, Legal and Regulation

Legal
January 11, 2022

Former UOB VP Jailed For $5 Million Fraud – Media

A former vice-president of Singapore's United Overseas Bank has been jailed for misappropriating

Legal
January 6, 2022

Tying Up A Deceased's Online Presence, What's At Stake

As online criminals become more sophisticated, it is critical that executors know how to wrap up a

Legal
January 5, 2022

Morgan Stanley Settles Lawsuit Over Privacy Failings

The story shines another light on the importance of handling clients' financial information

Legal
January 4, 2022

Morgan Stanley Settles Lawsuit Over Privacy Failings

The story shines another light on the importance of handling clients' financial information

Legal
December 23, 2021

WEALTH TALK: Focus On Keeping On Right Side Of Global Laws

In this latest video, we talk to Michael O’Kane, Senior Partner, Peters & Peters, the law firm,

Legal
December 21, 2021

UBS To Appeal French Court's Decision

The legal wrangle between the Swiss bank and French legal system continues.

Legal
December 20, 2021

Choosing Your Estate Attorney – Part 2

This is the second half of a two-part article looking at the process of hiring an estate attorney

Legal
December 17, 2021

Chinese Creditors Reportedly Sue Evergrande Over Repyments

Lawyers are going after Evergrande, pursued by domestic Chinese investors who want repayments from

Legal
December 14, 2021

UK Watchdog Fines NatWest £264.7 Million For AML Failings

In its summary of the case, the FCA said that some of the bank’s employees, who were in charge of

Legal
December 14, 2021

French Court Upholds UBS Conviction, Slashes Penalty

The case relates to acts that ran between 2004 and 2012.