News, Comment & Analysis results for Compliance, Legal and Regulation

Legal
July 4, 2023

UK Widens Ban On Legal Advice To Russian-Linked Business Deals

The UK's top foreign minister added, however, that the measures don't mean that Russian nationals

Legal
July 3, 2023

UK Divorce Case Ruling – When Death Intrudes: Reactions

Controversy hinges around whether a party to a marriage can pursue financial relief during, or

Legal
June 21, 2023

UBS Faces Hit From Archegos Saga – Report

In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the

Legal
June 20, 2023

UBS Faces Hit From Archegos Saga – Report

In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the

Compliance
June 20, 2023

US Lawmakers Open Path To Change Accredited Investor Regime

While not yet a done deal, the vote in Congress a fortnight ago means that a system which

Compliance
June 13, 2023

Challenges And Advancements In KYC Screening For Private Banking, Wealth Management Industry

The author of this article argues that it's crucial to adopt a balanced but robust approach to KYC

Legal
June 2, 2023

Singaporean Law Firm In Talks Over AT1 Credit Suisse Lawsuit

The legal actions by holders of Additional Tier 1 bonds – forms of capital issued by European

Legal
May 30, 2023

Credit Suisse Vows To Fight Singapore Courts' Ruling Over Billionaire – Media

The long-running court battle between the bank and the billionaire has taken a new turn in the

Legal
May 29, 2023

Credit Suisse Vows To Fight Singapore Court's Ruling Over Billionaire – Media

The long-running court battle between the bank and the billionaire has taken a new turn in the

Compliance
May 19, 2023

More Organizations Hit With Large Compliance Fines, Trend Continues

The data sheds a light on the costs of falling foul of various compliance requirements around the

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
May 9, 2022

A Walk Around The World's Regulatory Landscape

This news service speaks to BNY Mellon Pershing, a business with considerable interplay with

Legal
May 4, 2022

Prosecutors Raid Morgan Stanley Offices In Germany – Media

Media reports said the scandal is Germany's biggest post-war fraud involving a share-trading scheme

Legal
May 3, 2022

Prosecutors Raid Morgan Stanley Offices In Germany – Media

Media reports said the scandal is Germany's biggest post-war fraud involving a share-trading scheme

Legal
May 3, 2022

Lawsuit Filed Against Credit Suisse Over Oligarch-Linked Case – Media

The law firm alleged disclosure shortcomings around a securitization deal, the report said.

Legal
May 3, 2022

Lawsuit Filed Against Credit Suisse Over Oligarch-Linked Case – Media

The law firm alleged disclosure shortcomings around a securitisation deal, the report said.

Legal
March 31, 2022

Investigators Probe Pictet Offices Over Petrobas Affair; Bank Says Matter Resolved

The Swiss bank pointed out that the probe is about matters taking place as far back as 2005, and

Legal
March 25, 2022

Credit Suisse Braces For $500 Million Hit From Bermuda Case

The bank has been contesting claims by people seeking compensation for losses caused by former

Legal
March 24, 2022

Credit Suisse Braces For $500 Million Hit From Bermuda Case

The bank has been contesting claims by people seeking compensation for losses caused by former

Legal
March 4, 2022

Protecting Prominent Women: High Profile Shouldn't Mean High Risk

The recent case highlights a problem that is mostly faced by women and which has accelerated online

Legal
March 3, 2022

Litigation Funding: Assistance Or Interference?

The authors argue that two specific areas in which litigation funding can be particularly