News, Comment & Analysis results for Securities and Exchange Commission

Investment Strategies
April 2, 2021

Blank Check Companies - Watch Closely, But Don't Get Burned, Say Family Offices

We talk to two family offices in the US about what they think about the phenomenon of SPACs -

Family Office
April 1, 2021

Hedge Funds That Morph Into Family Offices - The Archegos Fallout

The dramas put banks' risk management systems under scrutiny and also raise questions about whether

Alt Investments
March 30, 2021

Archegos Saga Puts Banks' Potential Exposures In Spotlight

The saga raises a number of questions, such as what happens when hedge funds morph into family

Asset Management
March 29, 2021

What's New In Investments, Funds? - Fidelity Investments, Bitcoin

The latest offerings in investments, such as funds and structured products, and other notable

Compliance
March 25, 2021

SEC Puts Blank Check Company Boom Under Microscope - Media

Perhaps it was only a matter of time before the SEC put the phenomenon of blank check companies

Investment Strategies
March 11, 2021

JP Morgan Shows More Digital Assets Love

That major institutions such as JP Morgan, BNY Mellon, Guggenheim Partners and others are involved

Compliance
February 26, 2021

Compliance Corner: SEC, Financial Action Task Force

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
February 24, 2021

Compliance Corner: SEC

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Family Office
February 22, 2021

Michael Dell's Family Office Enters The SPAC Game

The family office of the tech entrepreneur is backing the acquisition company, joining a busy trend

Compliance
February 16, 2021

Compliance Corner: SEC

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Comment & Analysis results for Securities and Exchange Commission