News, Comment & Analysis results for Compliance, Legal and Regulation

Legal
October 25, 2023

Hong Kong's Prenups Build Marriage, Business Foundations – Lawyer

We chat to a Hong Kong-based lawyer specialising in areas such as family law. As founders of firms

Compliance
October 18, 2023

OPINION OF THE WEEK: Geopolitics Turmoil Puts AML, KYC Under Spotlight

After the Oct. 7 attacks on Israel, I try to examine some of the issues that people working in

Legal
October 4, 2023

Proposed UK Surrogacy Reforms: Improvements On Horizon? 

The following article looks at proposed reforms to surrogacy law and how they are likely to apply.

Compliance
October 2, 2023

Compliance Corner: New KPMG Report

The latest compliance news: regulatory developments, punishments, guidance, permissions, new

Legal
September 27, 2023

JP Morgan Settles With US Virgin Islands, Former Executive Over Epstein-Linked Case

The bank has settled with the territory and former executive to draw a line under lawsuits over the

Legal
September 26, 2023

Goldman Sachs Tries To Resolve New 1MDB Dispute – Report

The scandal of how billions of dollars were siphoned off the state-created fund – set up to help

Legal
September 25, 2023

Goldman Sachs Tries To Resolve New 1MDB Dispute – Report

The scandal of how billions of dollars were siphoned off the state-created fund - set up to help

Compliance
September 25, 2023

Compliance Corner: Securities & Exchange Commission Acts In Fiduciary Duty Case

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
September 20, 2023

SEC's New "Marketing Rule" Approach Draws Fire

The watchdog's "principles-based" approach to a new rule governing how firms advertise their wares

Legal
September 11, 2023

Consumers Must Grasp Potential Pitfalls Of Using Unregulated Legal Advice

This article puts forward the case for customer awareness so that people make informed choices. In

Comment & Analysis results for Compliance, Legal and Regulation

Legal
January 4, 2023

The Power Of Nuptial Agreements In English Courts

As the authors of this article explain, nuptial agreements are not automatically binding in the

Legal
January 3, 2023

Leonteq Settles English Commercial Court Case

The case stems from claims made around the period from 2012 to 2016.

Legal
December 21, 2022

Acting For Vulnerable Clients: Best Practice For Advisors

As the authors of this article say, professional advisors should have capacity and vulnerability

Legal
December 14, 2022

FTX Founder Arrested In Bahamas; US Files Charges

The stunning demise of FTX has come in what has been a difficult year for the wider cryptocurrency

Legal
December 13, 2022

FTX Founder Arrested In Bahamas; US Files Charges

The stunning demise of FTX has come in what has been a difficult year for the wider cryptocurrency

Legal
December 12, 2022

Handling Harassment: Rights, Wrongs For HNW Families

Intrusive and unwanted communication can be alarming and upsetting. If something feels wrong, it is

Legal
November 30, 2022

Invisible Contracts When Moving In With A Partner

Couples choosing to cohabit should consider documenting their intentions in relation to their

Compliance
November 29, 2022

The FTX Collapse: The Lessons

The author of this article argues that the failures with FTX are little to do with regulation or

Legal
November 15, 2022

Uncapping Bankers' Bonuses: Implications For Divorce Settlements

Couples going through or contemplating divorce, should consider how uncapping bankers' bonuses in

Legal
November 11, 2022

Eight-Year-Old Legal Case Still Weighs On Credit Suisse – Report

To underline the importance of the case, the bank's new legal counsel has attended Department of