News, Comment & Analysis results for Compliance, Legal and Regulation

Legal
November 15, 2023

A Walk Around The World Of Prenups

This article sets out the important steps to consider for prenup agreements, their limitations and

Compliance
November 13, 2023

Corporate Beneficial Ownership Disclosure Is Getting Closer

Less than two months away, a new legal requirement on US corporates kicks in, requiring firms to

Compliance
November 13, 2023

Compliance Corner: Buckler, LPL Financial

The latest compliance news: regulatory developments, punishments, guidance, permissions, new

Legal
November 10, 2023

Shareholder Disputes Increase: How To Manage Risks?

The authors of this article – the fourth in a series – say the present unsettled economic

Compliance
October 31, 2023

Cayman Islands, Panama Hail Removal From "Gray List"

The presence on this list, while it certainly doesn't halt financial business, can be a dampener

Legal
October 25, 2023

Hong Kong's Prenups Build Marriage, Business Foundations – Lawyer

We chat to a Hong Kong-based lawyer specialising in areas such as family law. As founders of firms

Compliance
October 18, 2023

OPINION OF THE WEEK: Geopolitics Turmoil Puts AML, KYC Under Spotlight

After the Oct. 7 attacks on Israel, I try to examine some of the issues that people working in

Legal
October 4, 2023

Proposed UK Surrogacy Reforms: Improvements On Horizon? 

The following article looks at proposed reforms to surrogacy law and how they are likely to apply.

Compliance
October 2, 2023

Compliance Corner: New KPMG Report

The latest compliance news: regulatory developments, punishments, guidance, permissions, new

Legal
September 27, 2023

JP Morgan Settles With US Virgin Islands, Former Executive Over Epstein-Linked Case

The bank has settled with the territory and former executive to draw a line under lawsuits over the

Comment & Analysis results for Compliance, Legal and Regulation

Legal
February 1, 2023

Asia-Based Law Firm Gets Name Makeover

The arrival last January of an experienced litigator in Hong Kong has led to the name change.

Legal
January 30, 2023

How Can HNW Individuals Benefit From Litigation Funding Boom?

Litigation funding is an area that can make headlines when a major court case hits the headlines.

Legal
January 18, 2023

Former Deutsche Bank Female Banker Loses Discrimination Lawsuit

The case is one of the more high-profile actions brought in recent years. It touched on issues of

Legal
January 11, 2023

Why Powers Of Attorney Matter For Healthcare, Finance

While a familiar topic for some readers, the author of this piece reminds us why advisors and

Legal
January 4, 2023

The Power Of Nuptial Agreements In English Courts

As the authors of this article explain, nuptial agreements are not automatically binding in the

Legal
January 3, 2023

Leonteq Settles English Commercial Court Case

The case stems from claims made around the period from 2012 to 2016.

Legal
December 21, 2022

Acting For Vulnerable Clients: Best Practice For Advisors

As the authors of this article say, professional advisors should have capacity and vulnerability

Legal
December 14, 2022

FTX Founder Arrested In Bahamas; US Files Charges

The stunning demise of FTX has come in what has been a difficult year for the wider cryptocurrency

Legal
December 13, 2022

FTX Founder Arrested In Bahamas; US Files Charges

The stunning demise of FTX has come in what has been a difficult year for the wider cryptocurrency

Legal
December 12, 2022

Handling Harassment: Rights, Wrongs For HNW Families

Intrusive and unwanted communication can be alarming and upsetting. If something feels wrong, it is