News, Comment & Analysis results for Compliance, Legal and Regulation
Hong Kong's Prenups Build Marriage, Business Foundations – Lawyer
We chat to a Hong Kong-based lawyer specialising in areas such as family law. As founders of firms
OPINION OF THE WEEK: Geopolitics Turmoil Puts AML, KYC Under Spotlight
After the Oct. 7 attacks on Israel, I try to examine some of the issues that people working in
Proposed UK Surrogacy Reforms: Improvements On Horizon?
The following article looks at proposed reforms to surrogacy law and how they are likely to apply.
Compliance Corner: New KPMG Report
The latest compliance news: regulatory developments, punishments, guidance, permissions, new
JP Morgan Settles With US Virgin Islands, Former Executive Over Epstein-Linked Case
The bank has settled with the territory and former executive to draw a line under lawsuits over the
Goldman Sachs Tries To Resolve New 1MDB Dispute – Report
The scandal of how billions of dollars were siphoned off the state-created fund – set up to help
Goldman Sachs Tries To Resolve New 1MDB Dispute – Report
The scandal of how billions of dollars were siphoned off the state-created fund - set up to help
Compliance Corner: Securities & Exchange Commission Acts In Fiduciary Duty Case
The latest compliance news: regulatory developments, punishments, guidance, permissions and new
SEC's New "Marketing Rule" Approach Draws Fire
The watchdog's "principles-based" approach to a new rule governing how firms advertise their wares
Consumers Must Grasp Potential Pitfalls Of Using Unregulated Legal Advice
This article puts forward the case for customer awareness so that people make informed choices. In
Comment & Analysis results for Compliance, Legal and Regulation
The Power Of Nuptial Agreements In English Courts
As the authors of this article explain, nuptial agreements are not automatically binding in the
Leonteq Settles English Commercial Court Case
The case stems from claims made around the period from 2012 to 2016.
Acting For Vulnerable Clients: Best Practice For Advisors
As the authors of this article say, professional advisors should have capacity and vulnerability
FTX Founder Arrested In Bahamas; US Files Charges
The stunning demise of FTX has come in what has been a difficult year for the wider cryptocurrency
FTX Founder Arrested In Bahamas; US Files Charges
The stunning demise of FTX has come in what has been a difficult year for the wider cryptocurrency
Handling Harassment: Rights, Wrongs For HNW Families
Intrusive and unwanted communication can be alarming and upsetting. If something feels wrong, it is
Invisible Contracts When Moving In With A Partner
Couples choosing to cohabit should consider documenting their intentions in relation to their
The FTX Collapse: The Lessons
The author of this article argues that the failures with FTX are little to do with regulation or
Uncapping Bankers' Bonuses: Implications For Divorce Settlements
Couples going through or contemplating divorce, should consider how uncapping bankers' bonuses in
Eight-Year-Old Legal Case Still Weighs On Credit Suisse – Report
To underline the importance of the case, the bank's new legal counsel has attended Department of
Award Winners
WealthTalk - Awards Videos
WealthTechAsia Awards 2021 – UBS
Duration: 3.88m
WealthTalk - From The Editor’s Desk Videos
WEALTH TALK: UK Millionaires And Non-Doms Depart – The Impact
Duration: 18.25m
WealthTalk - Expert View Videos
WealthTalk – "Autocracy Risk" And What It Means For Investors
Duration: 15.90m