News, Comment & Analysis results for Compliance, Legal and Regulation

Compliance
February 15, 2023

OPINION OF THE WEEK: Advisors Must Prepare For Tighter Regulation Over Private Markets

It is possible that private market capital-raising will be less of a "Wild West" arena than some

Legal
February 8, 2023

Banking Dynasty Row Over Joseph Safra's Will Continues

The story highlights the rows over variation of wills and issues of cognitive decline that this

Legal
February 7, 2023

Banking Dynasty Row Over Joseph Safra's Will Continues – Media

The story highlights the rows over variation of wills and issues of cognitive decline that this

Compliance
February 2, 2023

Pressures Grow On Companies To Squash Bribery, Corruption – Study

Enforcement agencies and regulators around the world are expanding their definition of corporate

Legal
February 1, 2023

Asia-Based Law Firm Gets Name Makeover

The arrival last January of an experienced litigator in Hong Kong has led to the name change.

Legal
January 30, 2023

How Can HNW Individuals Benefit From Litigation Funding Boom?

Litigation funding is an area that can make headlines when a major court case hits the headlines.

Compliance
January 27, 2023

Morgan Stanley Punishes Staff Over WhatsApp Violations – Media

The saga underscores how regulators are concerned that bankers and other financial sector staff

Legal
January 18, 2023

Former Deutsche Bank Female Banker Loses Discrimination Lawsuit

The case is one of the more high-profile actions brought in recent years. It touched on issues of

Legal
January 11, 2023

Why Powers Of Attorney Matter For Healthcare, Finance

While a familiar topic for some readers, the author of this piece reminds us why advisors and

Legal
January 4, 2023

The Power Of Nuptial Agreements In English Courts

As the authors of this article explain, nuptial agreements are not automatically binding in the

Comment & Analysis results for Compliance, Legal and Regulation

Legal
March 2, 2022

Archegos Pushes For Legal Settlement As Probes Continue – Report

Morgan Stanley, Nomura, UBS, Credit Suisse, MUFG and Mizuho were involved in the saga. The banks,

Legal
March 2, 2022

Archegos Pushes For Legal Settlement As Probes Continue – Report

Morgan Stanley, Nomura, UBS, Credit Suisse, MUFG and Mizuho were involved in the saga. The banks,

Legal
March 1, 2022

Why Family Disputes Are Rising In English Courts

Arguments about family inheritance are getting more intense and the numbers of these disputes are

Legal
February 21, 2022

The "ZXC" UK Court Decision Vs Bloomberg – What It Means For HNW Individuals

The UK Supreme Court has addressed a case regarding Bloomberg News publishing a highly confidential

Legal
February 18, 2022

Allianz Expects $4.2 Billion Charge From Fund Woes

The Germany-based group said that discussions with remaining plaintiffs and legal authorities in

Legal
February 15, 2022

New Hong Kong Private Client Law Practice Starts Business

The fast-growing private client segment and surging wealth in Greater China have driven demand for

Legal
February 11, 2022

London Judge Greenlights Chinese Billionaire's Case Against UBS

Wednesday's ruling by a High Court judge means that the case against UBS brought by the wealthy

Legal
January 24, 2022

UBS Asks London Judge To Dismiss Chinese Billionaire's Lawsuit – Report

The bank has reportedly said the case should not be held in London because the conduct occurred in

Legal
January 17, 2022

How To Achieve Amicable Divorce – An Outline

There is regular commentary here about HNW divorce and other relationship break-ups. The author of

Legal
January 14, 2022

Kingsley Napley Launches International Protection For HNW Clients

The London law firm is taking advantage of global political headwinds buffeting high-net worth