News, Comment & Analysis results for Compliance, Legal and Regulation
BDB Pitmans Rebranded Under Broadfield Name
The law firm, formed out of a merger six years ago, is taking on a new name.
Switzerland's OAG Charges Lombard Odier, Former Employee With "Serious Money Laundering"
The Office of the Attorney General said the bank and its former employee are suspected of having
The Alain Delon Estate Case – Part 2
In this, the second of three articles, the lawyers examine what high net worth individuals and
Client Portability Through The Looking Glass
There is much confusion about what restrictions apply to asset, or client portability, and what the
Terminally Ill Adults (End of Life) Bill: What Might We Expect?
The author of this article says that the balance of presenting an individual’s right to seek to
EU Top Legal Official Says Malta Is Entitled To Its Golden Visa Regime
While not binding legally, the opinion given by the Advocate General in the EU last week threatens
LPL Fires Arnold For Violating Code Of Conduct
The US financial advisory sector is digesting the news that the president and CEO of the country's
The UK’s Property (Digital Assets Etc) Bill: A Necessary Evolution
This article examines UK moves to draft new legislation for digital assets, building also on a
A Proposed Customer Identification Program And Privacy Concerns
A difficult balance must be struck between complying with laws aimed at foiling money launderers
Key Considerations For Dividing Intellectual Property And Royalties In Divorce
A clear understanding of how to approach intellectual property is vital when IP comes up in the
Comment & Analysis results for Compliance, Legal and Regulation
Wealth Advisors Hit With US Anti-Competition Class Action Claims – Report
Firms including Mariner Wealth are accused of colluding to rig the hiring and recruitment market, a
A Shift From London As “Divorce Capital Of The World”?
It is unclear whether London will retain its international reputation as a place favoured for its
Satoshi Identity Dispute COPA v Craig Wright – Why It Matters
The actual identity of the person assumed to have created bitcoin, the cryptocurrency, is on the
UK Ends Remote Witnessing Of Wills – The Implications
This commentary, from the private wealth arm of law firm Hugh James, examines moves by the UK
Financial Abuse: A Growing Global Problem
The wealth and private client industry has an important role to play in ensuring that elderly abuse
OPINION OF THE WEEK: When A TV Show Illuminates More Than Law School
The lessons from watching the BBC program The Traitors might have more impact than certain classes
OPINION OF THE WEEK: When A TV Show Illuminates More Than Law School
The lessons from watching the BBC programme The Traitors might have more impact than certain
EXCLUSIVE: Finding Compliance Nuggets Amid 24/7 News Torrent
We talk to Dow Jones about the work it does in collating, screening and digesting a vast haul of
Piloting Through Choppy Waters To Open Justice
There has been growing pressure to relax reporting restrictions on private and sensitive matters
OPINION OF THE WEEK: UK's Post Office Scandal Is Warning For Wealth Sector
The editor briefly considers how a massive miscarriage of justice in the UK linked to the