News, Comment & Analysis results for Compliance, Legal and Regulation

Legal
July 18, 2025

Standish vs Standish: What’s Mine Isn’t Yours

The result of the major divorce case provides necessary guidance to what might seem a simple query:

Compliance
July 15, 2025

AML Compliance Cheat Sheet For RIAs

For RIAs and others trying to make sense of new US anti-money laundering rules, this publication

Compliance
July 15, 2025

How RIAs Are Reacting To – And Preparing For – New AML Rule

This article examines the ways RIAs, multi-family offices and others in the wealth management space

Legal
July 15, 2025

Post-Separation Accrual And The Separation Test

The date on which parties separate in divorce cases is significant in establishing how assets are

Compliance
July 14, 2025

RIAs Face "Added Burdens" As Deadline For New AML Rule Looms

Delving into the details, we report that forthcoming and formidable US regulatory requirements mean

Legal
July 14, 2025

Every HNW Couple Should Get a Prenup: Lessons from Standish v Standish

The author of this article argues that the "best advice" for HNW individuals is to agree to a pre-

Legal
July 4, 2025

What's Matrimonial Wealth And What's Not – Implications From The Standish Case

In one of the most anticipated divorce law rulings in the UK for many years, lawyers consider the

Legal
July 2, 2025

The Two Frameworks That Could Determine Your Financial Future In Divorce

Examining ways of dividing pre-marital assets in divorce and the financial impact, the author

Legal
July 2, 2025

Standard Chartered Says 1MDB Lawsuit "Without Merit"

A legal case in Singapore has been brought against the UK banking group over a case linked to the

Compliance
June 26, 2025

Advisors Cautiously Welcome US Accredited Investor Rule Change

At a time when alternative investment access is all the rage – not always without skeptical

Comment & Analysis results for Compliance, Legal and Regulation

Legal
July 18, 2025

Standish vs Standish: What’s Mine Isn’t Yours

The result of the major divorce case provides necessary guidance to what might seem a simple query:

Legal
July 15, 2025

Post-Separation Accrual And The Separation Test

The date on which parties separate in divorce cases is significant in establishing how assets are

Legal
July 14, 2025

Every HNW Couple Should Get a Prenup: Lessons from Standish v Standish

The author of this article argues that the "best advice" for HNW individuals is to agree to a pre-

Legal
July 4, 2025

What's Matrimonial Wealth And What's Not – Implications From The Standish Case

In one of the most anticipated divorce law rulings in the UK for many years, lawyers consider the

Legal
July 2, 2025

The Two Frameworks That Could Determine Your Financial Future In Divorce

Examining ways of dividing pre-marital assets in divorce and the financial impact, the author

Legal
July 2, 2025

Standard Chartered Says 1MDB Lawsuit "Without Merit"

A legal case in Singapore has been brought against the UK banking group over a case linked to the

Legal
June 25, 2025

Bad Romance: Protecting Vulnerable Family Members From Love Scammers

With data showing a significant rise in cases of such "romance fraud," advisors need to be aware of

Legal
June 17, 2025

Senior Credit Suisse Figures Reportedly Warned Over Greensill – Media

A trial in the UK, involving a $440 million lawsuit against Japan's SoftBank over a deal it

Legal
June 5, 2025

1MDB Wins Major Singapore Court Ruling Vs BSI Bank Ltd

The ripple effects of a major Asian scandal involving money laundering and siphoning money from

Legal
June 4, 2025

Malaysia's 1MDB Wins Major Singapore Court Ruling Vs BSI Bank Ltd

The ripple effects of a major Asian scandal involving money laundering and siphoning money from