News, Comment & Analysis results for Securities and Exchange Commission

People Moves
June 30, 2025

Who's Moving Where In Wealth Management? – Dechert, Bleakley, UBS, Osaic, Others

The latest senior moves in the North American wealth management sector.

Compliance
June 26, 2025

Advisors Cautiously Welcome US Accredited Investor Rule Change

At a time when alternative investment access is all the rage – not always without skeptical

Alt Investments
June 26, 2025

Alternatives Face Mounting Scrutiny, Skepticism

In the first of two articles looking at the growing use by HNW, affluent and even retail investors

Strategy
June 24, 2025

Wealthfront Starts Journey Toward IPO

In September 2022 Wealthfront and UBS agreed to end a previously announced deal. The robo-advisor

Family Office
June 16, 2025

Are Family Offices The Next Liquidity Crisis?

The author argues that while family offices have historically operated without too much regulatory

Alt Investments
June 13, 2025

iCapital CEO On New Partnerships, Blockchain And Wider Alternative Asset Access

This news service recently caught up with the CEO and chairman of iCapital, a business that has

Strategy
May 29, 2025

With Crypto, Digital Asset Rules In Flux, Time To Consider "Hybrid" Custody

This news service recently spoke to a US-based digital custody business serving wealth managers and

Fund Management
May 5, 2025

What's New In Investments, Funds? – Blackstone

The latest news in investment offerings, financial products and other services relevant to wealth

Company Profiles
April 30, 2025

How Abra Works To Embed Digital Assets Into Wealth Mainstream

This news service recently interviewed the wealth management firm Abra Capital Management about the

Compliance
April 10, 2025

Compliance Corner: SEC Statement On US Dollar-Based Stablecoins

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Comment & Analysis results for Securities and Exchange Commission