News, Comment & Analysis results for fca

Strategy
December 24, 2024

From The Editor's Chair: 2024 In Review - And What Could Be Next

The editor takes stock of what sort of themes have worked out during 2024 and what sort of issues

Fund Management
October 7, 2024

What's New In Investments, Funds? – Summit Partners

The latest news in investment offerings, financial products and other services relative to wealth

Compliance
March 21, 2024

Cross-Border Marketing: Do Regulators Accept “License Borrowing”?

This article demonstrates that one of the largest hurdles our alternative investment fund manager

Practice Strategies
March 8, 2024

OPINION OF THE WEEK: Thoughts On International Women's Day And The Wealth Sector

On this day of the year the editor takes a look at how women's position as wealth management

Compliance
November 16, 2023

Conducting KYC Tasks Isn't Getting Easier – Study

For years, technology firms have argued that their solutions can ease the pain of KYC checks on

Compliance
October 2, 2023

Compliance Corner: New KPMG Report

The latest compliance news: regulatory developments, punishments, guidance, permissions, new

People Moves
September 13, 2023

Who's Moving Where In Wealth Management? – Argent Trust, EisnerAmper

The latest moves and appointments in wealth management in the Americas.

Compliance
March 10, 2023

OPINION OF THE WEEK: WhatsApp, Private Channels And Double-Standards

A year ago, an official organization said that UK government ministers and civil servants should

Comment & Analysis results for fca