News, Comment & Analysis results for SEC

Strategy
April 1, 2026

Ousted Tiedemann Fires Back In Battle For AlTi Global

The CEO of AlTi Global has been replaced, while filings show that Michael Tiedemann had been

People Moves
April 1, 2026

Who's Moving Where In Wealth Management? – Bernstein, Orchard, Beacon Trust, Easterly, PGIM

The latest moves, appointments and personnel changes in North American wealth management.

M and A
April 1, 2026

Deals Of The Day: The Latest In Wealth Management M&A – Savant, Exencial, Heller, EP Wealth, Others

The latest mergers, acquisitions and other corporate actions in the wealth management sector.

M and A
April 1, 2026

Carlyle Acquires Majority Stake In MAI Capital Management

The transaction reinforces a trend of private equity firms buying stakes in North American wealth

Technology
March 31, 2026

Digital Digest: The Latest Tech News – Carson Group

The latest technology news in the wealth management sector from around the world.

Alt Investments
March 31, 2026

Imposing Order On Fragmented "Alts" Data – In Conversation With Arch

Growing use by family offices of private markets and other "alternative" investments adds to the

Tax
March 30, 2026

IRS Figures Show How States' Tax Rates Spur Migration

The figures will add to debate on whether rising taxes – beyond a certain level – reduce rather

Real Estate
March 30, 2026

Family Office, Conglomerate Eye Saudi Hotels Growth Surge

The Kingdom, under its Vision 2030 program, wants to expand areas such as hotels and

M and A
March 30, 2026

US Wealth Manager Buys UK's MASECO

The purchase of MASECO is another case of North American groups buying into the UK's wealth

M and A
March 27, 2026

Deals Of The Day: The Latest In Wealth Management M&A – Accelerated Wealth Partners, RIA Advisors, Others

The latest mergers, acquisitions and other corporate actions in the wealth management sector.

Comment & Analysis results for SEC

Trust Estate
August 25, 2025

What The Sector Has Gotten Wrong About “Great Wealth Transfer”

The wealth management sector has talked about a multi-trillion transfer of assets and liquid wealth

Strategy
December 9, 2024

Understanding Wealth Sector Bottom Line: The DuPont Model

Providing integrated wealth management presents a range of challenges, such as how to assess

Family Office
October 4, 2024

New White Paper Lifts The Lid On Family Offices' Insider Security Threats

Threats to family offices from those who work within it, and other persons, need to be fully

Company Profiles
July 31, 2024

With Big Event Security Under Spotlight, Have A Plan – Global Guardian

Amidst all the fun and spectacle of great sporting events and cultural festivals, a difficult

Technology
July 25, 2024

FWR Family Office Cybersecurity, AI Summit – The Report

A range of industry experts cast their eye over cybersecurity programs, the role of AI in the

Practice Strategies
June 5, 2024

Rise Of AI Puts Data Security In Spotlight For Wealth Sector

We talk to a US-headquartered firm that protects sensitive data by substituting it with a randomly

Company Profiles
March 11, 2024

Time For Canada's Wealth Sector To Emulate US Counterpart – Wellington-Altus Founder

The founder and chief executive at the Canadian wealth management firm talks about its business

Company Profiles
February 8, 2024

IQ-EQ Says US Wealth, Family Offices Sector Holds Big Opportunities

We talk to the group about its views on the potential, and the needs, of sectors such as US family

Technology
January 26, 2024

T3: Data, Cybersecurity Overshadow AI

Our US correspondent considers the main themes that arose in the annual T3 tech conference, held in

Alt Investments
November 28, 2023

Private Markets Ecosystem Says It Fixes Fragmented Sector

In the quest to improve access and take out some of the chores and complexities involved in private