News, Comment & Analysis results for Compliance, Legal and Regulation
JP Morgan To Depose Former Executive Over Epstein Relationship – Media
The former bank executive has been caught up in legal action concerning the nature of his
JP Morgan To Depose Former Executive Over Epstein Relationship – Media
The former bank executive has been caught up in legal action concerning the nature of his
The Dangers Of Marriage For Older People
It's a hard fact that an ageing population gives rise to a variety of issues. When older people
OPINION OF THE WEEK: WhatsApp, Private Channels And Double-Standards
A year ago, an official organization said that UK government ministers and civil servants should
Compliance Corner: SEC, Crypto Asset Fraud Allegation
The latest compliance news: regulatory developments, punishments, guidance, permissions and new
Swiss Think Tank Fires Warning Over Sanctions Usage, Confiscation Powers
The Basel Institute on Governance says there are dangers in politicians' calls to use frozen assets
OPINION OF THE WEEK: How Killing UK's Tier 1 Visa Continues Non-Dom Decline
The author of this opinion piece, responding to this news service's commentary a few weeks ago
Why Documenting Actions Are So Important – Another Reminder
This article examines why it is important to keep accurate, timely records to comply with marketing
Credit Suisse Reportedly Makes $210 Million Payout In Singapore Case
The bank has been involved in a Singapore court case with Georgian tycoon Bidzina Ivanishvili, who
OPINION OF THE WEEK: Advisors Must Prepare For Tighter Regulation Over Private Markets
It is possible that private market capital-raising will be less of a "Wild West" arena than some
Comment & Analysis results for Compliance, Legal and Regulation
Ince Launches Integrated Private Wealth Offering
The business of serving private clients is becoming ever more complex, with forces such as the
Spotting The Signs: Fraudulent Trustees Post-Pandemic
This guest piece examines what defines trustee mismanagement, such as making investments outside
Reviewing Lasting Powers Of Attorney Regime - Who Benefits?
This practitioner argues that granting LPAs is often flawed and inadequate, with a lengthy
Return To Office Working Or Not?
Employment law experts examine some of the challenges and questions for employees, their employers
Allianz Top Executive Mulls Early Departure Amid US Probe - Media
As previously reported, US authorities are probing funds run by Allianz that used complex options
Proposed Rises In English, Welsh Probate Fees - An Overview
If proposed new fees for probate services take effect, there will be pressure to deal with big
The Gates Divorce - "Silver Separators", Staying Out Of Court
Couples approaching retirement are reassessing marriages when most people hope to be coming into
US Department Of Justice Probes Allianz Over Funds Losses - Report
The German firm faces at least 25 investor law suits, including those filed by a number of US
US Department Of Justice Probes Allianz Over Funds Losses - Report
The German firm faces at least 25 investor law suits, including those filed by a number of US
Law Firm EMW Launches Specialist Wealth Division
A UK law firm which advises technology entrepreneurs is adding a private client team to meet