News, Comment & Analysis results for Compliance, Legal and Regulation
Handling Harassment: Rights, Wrongs For HNW Families
Intrusive and unwanted communication can be alarming and upsetting. If something feels wrong, it is
Compliance Corner: SEC, Goldman Sachs
The latest compliance news: regulatory developments, punishments, guidance, permissions and new
Invisible Contracts When Moving In With A Partner
Couples choosing to cohabit should consider documenting their intentions in relation to their
The FTX Collapse: The Lessons
The author of this article argues that the failures with FTX are little to do with regulation or
Bahamas Government Defends Actions Amid FTX Drama
The Caribbean jurisdiction's Attorney General has spoken in a national address about its conduct
FTX Collapse May Prompt Big Regulatory Crackdown – Lawyer
As ripples spread from the meltdown of the crypto exchange, a lawyer argues that if the business is
Compliance Corner: Refinitiv Data Shows Surge In Sanctions Issued Since 2017
The latest compliance news: regulatory developments, punishments, guidance, permissions and new
Compliance Corner: US Treasury Acts Against Russians, Entities
The US Treasury is trying to stop Russians, including persons operating outside Russia, from
Compliance Corner: Atlas VPN Warns On Tech-Driven Investment Scams
The latest compliance news: regulatory developments, punishments, guidance, permissions and new
Compliance Corner – Survey Reveals US, European Regulatory Readiness Gap
The latest compliance news: regulatory developments, punishments, guidance, permissions and new
Comment & Analysis results for Compliance, Legal and Regulation
UK Sets Out Lasting Power Of Attorney Reforms
The use and potential misuse of LPAs has been a subject of controversy in the private client legal
Brexit Won't Stem London's Divorce Business Inflows
All the legislative changes and, of course, Brexit have affected the status of London as the
Japan Wealth Management - Latest Developments
Here is an outline of important recent legal, tax and regulatory developments affecting wealth
Malaysian Wealth Management - Latest Developments
Here is an outline of important recent legal, tax and regulatory developments affecting wealth
US Supreme Court Denies Goldman Sachs’ Plea To Raise Limits On Shareholder Fraud Lawsuits
At issue was an investor lawsuit filed in 2011 alleging that the US firm artificially inflated its
Divorce And CGT - Tax At A Taxing Time
Divorce can be painful for all kinds of reasons. An added source of difficulty in reaching
How To Hire Wealth Managers, Mitigate Restrictive Covenant Impact
How should wealth management firms hire wealth managers (often known as “CRMs”, client
When Co-Parents Disagree - International Travel And Children
The UK has now introduced a new ‘traffic light’ system for international travel. What are the
Before Lawyers Arrive, Consider The Mediation Option
The option of going for mediation can be far more useful for fractious couples and families than
High Court Ruling Over £450 Million Divorce Payout - The Implications
Parties in financial remedy proceedings have a duty of full and frank disclosure throughout. If a