News, Comment & Analysis results for Compliance, Legal and Regulation
Two-Year Probe Doesn't Validate Simon Wiesenthal Center's Claims – Credit Suisse
The bank gave a detailed statement yesterday about a probe it commissioned into claims about the
OPINION OF THE WEEK: Let's Talk About Beneficial Ownership
Members of the European Union haven't given up on the cause of public registers of beneficial
Challenges, Opportunities In Digital Asset Tracing And Enforcement
The authors of this guest article argue that while the English courts await statutory or regulatory
WealthTalk – Refining Boundaries Of Privacy
DoJ Probes Credit Suisse, UBS And Other Banks Over Russia Sanctions Concerns – Media
Requests for information were sent to the banks before UBS bought its Swiss rival in a "shotgun
JP Morgan To Depose Former Executive Over Epstein Relationship – Media
The former bank executive has been caught up in legal action concerning the nature of his
JP Morgan To Depose Former Executive Over Epstein Relationship – Media
The former bank executive has been caught up in legal action concerning the nature of his
The Dangers Of Marriage For Older People
It's a hard fact that an ageing population gives rise to a variety of issues. When older people
OPINION OF THE WEEK: WhatsApp, Private Channels And Double-Standards
A year ago, an official organization said that UK government ministers and civil servants should
Compliance Corner: SEC, Crypto Asset Fraud Allegation
The latest compliance news: regulatory developments, punishments, guidance, permissions and new
Comment & Analysis results for Compliance, Legal and Regulation
UK Watchdog Fines NatWest £264.7 Million For AML Failings
In its summary of the case, the FCA said that some of the bank’s employees, who were in charge of
French Court Upholds UBS Conviction, Slashes Penalty
The case relates to acts that ran between 2004 and 2012.
US Informs Deutsche Bank Over Possible Settlement Breach - Media
The bank and US Justice Department have reportedly declined to comment about the matter, which
US Informs Deutsche Bank Over Possible Settlement Breach - Media
The bank and US Justice Department have reportedly declined to comment about the matter, which
The Dangers Of Pension Offsetting In Divorce
The authors of this article argue that without proper advice, pension offsetting, rather than
Ince Launches Integrated Private Wealth Offering
The business of serving private clients is becoming ever more complex, with forces such as the
Spotting The Signs: Fraudulent Trustees Post-Pandemic
This guest piece examines what defines trustee mismanagement, such as making investments outside
Reviewing Lasting Powers Of Attorney Regime - Who Benefits?
This practitioner argues that granting LPAs is often flawed and inadequate, with a lengthy
Return To Office Working Or Not?
Employment law experts examine some of the challenges and questions for employees, their employers
Allianz Top Executive Mulls Early Departure Amid US Probe - Media
As previously reported, US authorities are probing funds run by Allianz that used complex options