News, Comment & Analysis results for Compliance, Legal and Regulation
UK Widens Ban On Legal Advice To Russian-Linked Business Deals
The UK's top foreign minister added, however, that the measures don't mean that Russian nationals
UK Divorce Case Ruling – When Death Intrudes: Reactions
Controversy hinges around whether a party to a marriage can pursue financial relief during, or
UBS Faces Hit From Archegos Saga – Report
In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the
UBS Faces Hit From Archegos Saga – Report
In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the
US Lawmakers Open Path To Change Accredited Investor Regime
While not yet a done deal, the vote in Congress a fortnight ago means that a system which
Challenges And Advancements In KYC Screening For Private Banking, Wealth Management Industry
The author of this article argues that it's crucial to adopt a balanced but robust approach to KYC
Singaporean Law Firm In Talks Over AT1 Credit Suisse Lawsuit
The legal actions by holders of Additional Tier 1 bonds – forms of capital issued by European
Credit Suisse Vows To Fight Singapore Courts' Ruling Over Billionaire – Media
The long-running court battle between the bank and the billionaire has taken a new turn in the
Credit Suisse Vows To Fight Singapore Court's Ruling Over Billionaire – Media
The long-running court battle between the bank and the billionaire has taken a new turn in the
More Organizations Hit With Large Compliance Fines, Trend Continues
The data sheds a light on the costs of falling foul of various compliance requirements around the
Comment & Analysis results for Compliance, Legal and Regulation
New Hong Kong Private Client Law Practice Starts Business
The fast-growing private client segment and surging wealth in Greater China have driven demand for
London Judge Greenlights Chinese Billionaire's Case Against UBS
Wednesday's ruling by a High Court judge means that the case against UBS brought by the wealthy
UBS Asks London Judge To Dismiss Chinese Billionaire's Lawsuit – Report
The bank has reportedly said the case should not be held in London because the conduct occurred in
How To Achieve Amicable Divorce – An Outline
There is regular commentary here about HNW divorce and other relationship break-ups. The author of
Kingsley Napley Launches International Protection For HNW Clients
The London law firm is taking advantage of global political headwinds buffeting high-net worth
Credit Suisse Clashes With SoftBank Over Greensill – Report
The after-shocks of the Greensill affair remain a headache for the Swiss bank, which is locking
Former UOB VP Jailed For $5 Million Fraud – Media
A former vice-president of Singapore's United Overseas Bank has been jailed for misappropriating
Tying Up A Deceased's Online Presence, What's At Stake
As online criminals become more sophisticated, it is critical that executors know how to wrap up a
Morgan Stanley Settles Lawsuit Over Privacy Failings
The story shines another light on the importance of handling clients' financial information
Morgan Stanley Settles Lawsuit Over Privacy Failings
The story shines another light on the importance of handling clients' financial information