News, Comment & Analysis results for Compliance, Legal and Regulation
Challenges And Advancements In KYC Screening For Private Banking, Wealth Management Industry
The author of this article argues that it's crucial to adopt a balanced but robust approach to KYC
Singaporean Law Firm In Talks Over AT1 Credit Suisse Lawsuit
The legal actions by holders of Additional Tier 1 bonds – forms of capital issued by European
Credit Suisse Vows To Fight Singapore Courts' Ruling Over Billionaire – Media
The long-running court battle between the bank and the billionaire has taken a new turn in the
Credit Suisse Vows To Fight Singapore Court's Ruling Over Billionaire – Media
The long-running court battle between the bank and the billionaire has taken a new turn in the
More Organizations Hit With Large Compliance Fines, Trend Continues
The data sheds a light on the costs of falling foul of various compliance requirements around the
Deutsche Bank Agrees $75 Million Settlement Linked To Epstein-Related Suit – Report
The controversy around the late Jeffrey Epstein, a disgraced financier accused of running a
Withers Starts Singapore-Based Credit Suisse Lawsuit
Another law firm – Withers – has entered the fray of filing a class-action lawsuit brought as a
High-Profile Divorces: Navigating Media Interest
How does the world of the media intersect with divorce cases – how they are covered, what
Compliance Corner: US Department Of The Treasury; "De-Risking" Measures
The latest compliance news: regulatory developments, punishments, guidance, permissions and new
Two-Year Probe Doesn't Validate Simon Wiesenthal Center's Claims – Credit Suisse
The bank gave a detailed statement yesterday about a probe it commissioned into claims about the
Comment & Analysis results for Compliance, Legal and Regulation
Credit Suisse Clashes With SoftBank Over Greensill – Report
The after-shocks of the Greensill affair remain a headache for the Swiss bank, which is locking
Former UOB VP Jailed For $5 Million Fraud – Media
A former vice-president of Singapore's United Overseas Bank has been jailed for misappropriating
Tying Up A Deceased's Online Presence, What's At Stake
As online criminals become more sophisticated, it is critical that executors know how to wrap up a
Morgan Stanley Settles Lawsuit Over Privacy Failings
The story shines another light on the importance of handling clients' financial information
Morgan Stanley Settles Lawsuit Over Privacy Failings
The story shines another light on the importance of handling clients' financial information
WEALTH TALK: Focus On Keeping On Right Side Of Global Laws
In this latest video, we talk to Michael O’Kane, Senior Partner, Peters & Peters, the law firm,
UBS To Appeal French Court's Decision
The legal wrangle between the Swiss bank and French legal system continues.
Choosing Your Estate Attorney – Part 2
This is the second half of a two-part article looking at the process of hiring an estate attorney
Chinese Creditors Reportedly Sue Evergrande Over Repyments
Lawyers are going after Evergrande, pursued by domestic Chinese investors who want repayments from
UK Watchdog Fines NatWest £264.7 Million For AML Failings
In its summary of the case, the FCA said that some of the bank’s employees, who were in charge of