News, Comment & Analysis results for Compliance, Legal and Regulation

Compliance
December 6, 2022

Compliance Corner: SEC, Goldman Sachs

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Legal
November 30, 2022

Invisible Contracts When Moving In With A Partner

Couples choosing to cohabit should consider documenting their intentions in relation to their

Compliance
November 29, 2022

The FTX Collapse: The Lessons

The author of this article argues that the failures with FTX are little to do with regulation or

Compliance
November 28, 2022

Bahamas Government Defends Actions Amid FTX Drama

The Caribbean jurisdiction's Attorney General has spoken in a national address about its conduct

Compliance
November 18, 2022

FTX Collapse May Prompt Big Regulatory Crackdown – Lawyer

As ripples spread from the meltdown of the crypto exchange, a lawyer argues that if the business is

Compliance
November 18, 2022

Compliance Corner: Refinitiv Data Shows Surge In Sanctions Issued Since 2017

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
November 17, 2022

Compliance Corner: US Treasury Acts Against Russians, Entities

The US Treasury is trying to stop Russians, including persons operating outside Russia, from

Compliance
November 16, 2022

Compliance Corner: Atlas VPN Warns On Tech-Driven Investment Scams

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
November 15, 2022

Compliance Corner – Survey Reveals US, European Regulatory Readiness Gap

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Legal
November 15, 2022

Uncapping Bankers' Bonuses: Implications For Divorce Settlements

Couples going through or contemplating divorce, should consider how uncapping bankers' bonuses in

Comment & Analysis results for Compliance, Legal and Regulation

Legal
August 26, 2021

Expanding Payroll Dents LGT Profit; Operating Income, Assets Rise

A significant rise in LGT's total headcount since the start of this year meant that while operating

Legal
August 25, 2021

Ex-BSI Banker's Bid To Overturn Ban Rejected By Swiss Court

The 1MDB scandal has prompted widespread navel-gazing among global regulators and the financial

Legal
August 16, 2021

August Big Read: LPAs, Capacity And Silver Splitters - The Practitioner’s Perspective

Here is another examination of government proposals to reform the LPA system and bring it into the

Legal
August 16, 2021

August Big Read: How Brexit Affects Legal "Forum Shopping"

HNW individuals have used the London courts for years to resolve various disputes, including

Legal
August 9, 2021

Banking Dynasty Locks Horns Over Joseph Safra's Will - Report

The story highlights the rows over variation of wills and issues of cognitive decline that this

Legal
August 4, 2021

Can Lasting Powers Of Attorney "Go Digital" Safely?

The use and potential misuse of LPAs has been a subject of controversy in the private client legal

Legal
July 29, 2021

The Gates Divorce – The Trend Of Silver Separators And Avoiding Court

It seems that the Gateses will avoid a court battle, in part to avoid some of the unpleasantness of

Legal
July 27, 2021

Escape To The Country - What If Co-Parents Disagree? 

Flexible working, and the impact of the pandemic, have affected families in many ways. For

Legal
July 26, 2021

Credit Suisse Settles Spying Case With Former Senior Banker

The bank is due to issue second-quarter financial figures on Thursday.

Legal
July 21, 2021

UK Sets Out Lasting Power Of Attorney Reforms

The use and potential misuse of LPAs has been a subject of controversy in the private client legal