News, Comment & Analysis results for Compliance, Legal and Regulation
Goldman Sachs Tries To Resolve New 1MDB Dispute – Report
The scandal of how billions of dollars were siphoned off the state-created fund - set up to help
Compliance Corner: Securities & Exchange Commission Acts In Fiduciary Duty Case
The latest compliance news: regulatory developments, punishments, guidance, permissions and new
SEC's New "Marketing Rule" Approach Draws Fire
The watchdog's "principles-based" approach to a new rule governing how firms advertise their wares
Consumers Must Grasp Potential Pitfalls Of Using Unregulated Legal Advice
This article puts forward the case for customer awareness so that people make informed choices. In
Singapore Police Seize Money From Suspected Money Launderer's Accounts – Media
Singapore authorities are reportedly dealing with an alleged money laundering case in which
In Dispute: When Battles Over Art Go Public
The problems caused by the financial difficulties or misconduct of art dealers can be far reaching.
OPINION OF THE WEEK: Time For A “PEP Talk”
While the immediate heat has gone from the story, the implications for compliance and client
Learning The Legal Lessons From “Succession”
In this detailed analysis of legal questions generated by the HBO television drama, law firm Squire
Learning The Legal Lessons From “Succession”
In this detailed analysis of legal questions generated by the HBO television drama, law firm Squire
Tycoon's Tangled Trust, Foundation Moves Create New Legal Waves
The cases of a European wine and beer industry businessman, who has been accused of using trusts
Comment & Analysis results for Compliance, Legal and Regulation
New York Court Overturns Verdict Against UBS In Employee Case
The bank reportedly said it is pleased with the court's decision. A new trial is being planned.
NGO Files Criminal Complaint Against UBS Over Money Laundering Claims
The case relates to allegations that UBS was possibly involved in laundering Congolese public funds
US-Based Mining Firm, Credit Suisse Agree $320 Million Settlement
The organizations reached an agreement that maps out a plan to repay cash to noteholders, including
Credit Suisse, Bluestone Resources Agree $320 Million Settlement
The organisations reached an agreement that maps out a plan to repay of cash to noteholders,
A Walk Around The World's Regulatory Landscape
This news service speaks to BNY Mellon Pershing, a business with considerable interplay with
Prosecutors Raid Morgan Stanley Offices In Germany – Media
Media reports said the scandal is Germany's biggest post-war fraud involving a share-trading scheme
Prosecutors Raid Morgan Stanley Offices In Germany – Media
Media reports said the scandal is Germany's biggest post-war fraud involving a share-trading scheme
Lawsuit Filed Against Credit Suisse Over Oligarch-Linked Case – Media
The law firm alleged disclosure shortcomings around a securitization deal, the report said.
Lawsuit Filed Against Credit Suisse Over Oligarch-Linked Case – Media
The law firm alleged disclosure shortcomings around a securitisation deal, the report said.
Investigators Probe Pictet Offices Over Petrobas Affair; Bank Says Matter Resolved
The Swiss bank pointed out that the probe is about matters taking place as far back as 2005, and