News, Comment & Analysis results for Compliance, Legal and Regulation
Compliance Corner: Buckler, LPL Financial
The latest compliance news: regulatory developments, punishments, guidance, permissions, new
Shareholder Disputes Increase: How To Manage Risks?
The authors of this article – the fourth in a series – say the present unsettled economic
Cayman Islands, Panama Hail Removal From "Gray List"
The presence on this list, while it certainly doesn't halt financial business, can be a dampener
Hong Kong's Prenups Build Marriage, Business Foundations – Lawyer
We chat to a Hong Kong-based lawyer specialising in areas such as family law. As founders of firms
OPINION OF THE WEEK: Geopolitics Turmoil Puts AML, KYC Under Spotlight
After the Oct. 7 attacks on Israel, I try to examine some of the issues that people working in
Proposed UK Surrogacy Reforms: Improvements On Horizon?
The following article looks at proposed reforms to surrogacy law and how they are likely to apply.
Compliance Corner: New KPMG Report
The latest compliance news: regulatory developments, punishments, guidance, permissions, new
JP Morgan Settles With US Virgin Islands, Former Executive Over Epstein-Linked Case
The bank has settled with the territory and former executive to draw a line under lawsuits over the
Goldman Sachs Tries To Resolve New 1MDB Dispute – Report
The scandal of how billions of dollars were siphoned off the state-created fund – set up to help
Goldman Sachs Tries To Resolve New 1MDB Dispute – Report
The scandal of how billions of dollars were siphoned off the state-created fund - set up to help
Comment & Analysis results for Compliance, Legal and Regulation
International Surrogacy Developments: Financial Impact On Families
The author argues that as more people resume foreign travel, with many doing so to consider
The Pandora Papers One Year On – Lessons, The Way Ahead
The author of this article argues that however much anger is justified at those who stash illicit
Credit Suisse Settles With France Over Cross-Border Private Banking
The bank has settled a tax fraud and money laundering case. In its statement today, Credit Suisse
Credit Suisse Makes $495 Million Securities Settlement In US
The settlement, for which the bank had been fully provisioned, marked another step in resolving
Is HMRC Potentially Acting Against Your LLP?
Due to various developments, structures introduced in the UK more than two decades ago are
Credit Suisse Agrees To Settle Archegos Lawsuit – Report
The saga was among a number of setbacks that the bank has suffered in recent years.
Credit Suisse Agrees To Settle Archegos Lawsuit – Report
The saga was among a number of setbacks that the bank has suffered in recent years.
Reforms To Lasting Powers Of Attorney – Do They Go Far Enough?
The author notes that LPAs are often compared with insurance policies where one only needs to pay
Former Malaysia PM Starts 12-Year Jail Term Over 1MDB Case
The disgraced ex-PM, who was defeated in 2018 and subsequently convicted for money laundering and
New York Court Overturns Verdict Against UBS In Employee Case
The bank reportedly said it is pleased with the court's decision. A new trial is being planned.