News, Comment & Analysis results for Compliance, Legal and Regulation
Cayman Islands Stirs Beneficial Ownership Debate
The Caribbean jurisdiction is considering a "legitimate interest" test to determine which persons
Reviewing "Center for Art Law Report on Anti-Money Laundering and Art"
With implications for the global market, a new guide to the world of fine art and anti-money
Caribbean IFC Presses "Pause Button" On Beneficial Ownership Public Registers
For years there has been tension between the drive for more transparency on beneficial ownership
Switzerland's Pictet Admits Helping US Clients Hide Income, Assets; Reaches DPA
The private banking group, founded in 1805, said it has cooperated extensively with US authorities.
OCBC Reportedly Sues AML Suspect
The person mentioned in the latest report is among a number of individuals arrested in Singapore
London's Status As Divorce Centre – What The Future Holds
With big cases continuing to come through London, the UK capital continues to enjoy – if that is
Binance Saga Shows No Hiding Place For Businesses With Weak Compliance
Last week's US punishment of the crypto exchange, adding to a run of stories about problems in this
Top French Court Annuls Penalties Vs UBS In Tax Fraud Case; New Trial Expected
The Swiss bank is accused of helping wealthy clients in France evade taxes.
Conducting KYC Tasks Isn't Getting Easier – Study
For years, technology firms have argued that their solutions can ease the pain of KYC checks on
Compliance Corner: SEC Sets Out Busy Year For Fines, Enforcement Actions
The US regulator has been flexing its muscles on a number of fronts, affecting sectors including
Comment & Analysis results for Compliance, Legal and Regulation
The Power Of Nuptial Agreements In English Courts
As the authors of this article explain, nuptial agreements are not automatically binding in the
Leonteq Settles English Commercial Court Case
The case stems from claims made around the period from 2012 to 2016.
Acting For Vulnerable Clients: Best Practice For Advisors
As the authors of this article say, professional advisors should have capacity and vulnerability
FTX Founder Arrested In Bahamas; US Files Charges
The stunning demise of FTX has come in what has been a difficult year for the wider cryptocurrency
FTX Founder Arrested In Bahamas; US Files Charges
The stunning demise of FTX has come in what has been a difficult year for the wider cryptocurrency
Handling Harassment: Rights, Wrongs For HNW Families
Intrusive and unwanted communication can be alarming and upsetting. If something feels wrong, it is
Invisible Contracts When Moving In With A Partner
Couples choosing to cohabit should consider documenting their intentions in relation to their
The FTX Collapse: The Lessons
The author of this article argues that the failures with FTX are little to do with regulation or
Uncapping Bankers' Bonuses: Implications For Divorce Settlements
Couples going through or contemplating divorce, should consider how uncapping bankers' bonuses in
Eight-Year-Old Legal Case Still Weighs On Credit Suisse – Report
To underline the importance of the case, the bank's new legal counsel has attended Department of