News, Comment & Analysis results for Compliance, Legal and Regulation
Banking Dynasty Row Over Joseph Safra's Will Continues – Media
The story highlights the rows over variation of wills and issues of cognitive decline that this
Pressures Grow On Companies To Squash Bribery, Corruption – Study
Enforcement agencies and regulators around the world are expanding their definition of corporate
Asia-Based Law Firm Gets Name Makeover
The arrival last January of an experienced litigator in Hong Kong has led to the name change.
How Can HNW Individuals Benefit From Litigation Funding Boom?
Litigation funding is an area that can make headlines when a major court case hits the headlines.
Morgan Stanley Punishes Staff Over WhatsApp Violations – Media
The saga underscores how regulators are concerned that bankers and other financial sector staff
Former Deutsche Bank Female Banker Loses Discrimination Lawsuit
The case is one of the more high-profile actions brought in recent years. It touched on issues of
Why Powers Of Attorney Matter For Healthcare, Finance
While a familiar topic for some readers, the author of this piece reminds us why advisors and
The Power Of Nuptial Agreements In English Courts
As the authors of this article explain, nuptial agreements are not automatically binding in the
Leonteq Settles English Commercial Court Case
The case stems from claims made around the period from 2012 to 2016.
Editorial Comment: Danske's Dirty Money Settlement Shows Complacency Isn't An Option
We reflect on how, at the end of 2022, US and Danish regulators imposed a $2.06 billion settlement
Comment & Analysis results for Compliance, Legal and Regulation
French Court Upholds UBS Conviction, Slashes Penalty
The case relates to acts that ran between 2004 and 2012.
US Informs Deutsche Bank Over Possible Settlement Breach - Media
The bank and US Justice Department have reportedly declined to comment about the matter, which
US Informs Deutsche Bank Over Possible Settlement Breach - Media
The bank and US Justice Department have reportedly declined to comment about the matter, which
The Dangers Of Pension Offsetting In Divorce
The authors of this article argue that without proper advice, pension offsetting, rather than
Ince Launches Integrated Private Wealth Offering
The business of serving private clients is becoming ever more complex, with forces such as the
Spotting The Signs: Fraudulent Trustees Post-Pandemic
This guest piece examines what defines trustee mismanagement, such as making investments outside
Reviewing Lasting Powers Of Attorney Regime - Who Benefits?
This practitioner argues that granting LPAs is often flawed and inadequate, with a lengthy
Return To Office Working Or Not?
Employment law experts examine some of the challenges and questions for employees, their employers
Allianz Top Executive Mulls Early Departure Amid US Probe - Media
As previously reported, US authorities are probing funds run by Allianz that used complex options
Proposed Rises In English, Welsh Probate Fees - An Overview
If proposed new fees for probate services take effect, there will be pressure to deal with big
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