News, Comment & Analysis results for Compliance, Legal and Regulation
Binance Saga Shows No Hiding Place For Businesses With Weak Compliance
Last week's US punishment of the crypto exchange, adding to a run of stories about problems in this
Top French Court Annuls Penalties Vs UBS In Tax Fraud Case; New Trial Expected
The Swiss bank is accused of helping wealthy clients in France evade taxes.
Conducting KYC Tasks Isn't Getting Easier – Study
For years, technology firms have argued that their solutions can ease the pain of KYC checks on
Compliance Corner: SEC Sets Out Busy Year For Fines, Enforcement Actions
The US regulator has been flexing its muscles on a number of fronts, affecting sectors including
Can Rapid Account-Opening Coexist Alongside Heightened Compliance?
The approach that banks and other wealth management industry players take for handling politically
A Walk Around The World Of Prenups
This article sets out the important steps to consider for prenup agreements, their limitations and
Corporate Beneficial Ownership Disclosure Is Getting Closer
Less than two months away, a new legal requirement on US corporates kicks in, requiring firms to
Compliance Corner: Buckler, LPL Financial
The latest compliance news: regulatory developments, punishments, guidance, permissions, new
Shareholder Disputes Increase: How To Manage Risks?
The authors of this article – the fourth in a series – say the present unsettled economic
Cayman Islands, Panama Hail Removal From "Gray List"
The presence on this list, while it certainly doesn't halt financial business, can be a dampener
Comment & Analysis results for Compliance, Legal and Regulation
Invisible Contracts When Moving In With A Partner
Couples choosing to cohabit should consider documenting their intentions in relation to their
The FTX Collapse: The Lessons
The author of this article argues that the failures with FTX are little to do with regulation or
Uncapping Bankers' Bonuses: Implications For Divorce Settlements
Couples going through or contemplating divorce, should consider how uncapping bankers' bonuses in
Eight-Year-Old Legal Case Still Weighs On Credit Suisse – Report
To underline the importance of the case, the bank's new legal counsel has attended Department of
Eight-Year-Old Legal Case Still Weighs On Credit Suisse – Report
To underline the importance of the case, the bank's new legal counsel has attended Department of
BMO Sets Aside C$1.12 Billion After Court Case; To Appeal Verdict
The case involves a Ponzi scheme that had been facilitated by organizations prior to their
International Surrogacy Developments: Financial Impact On Families
The author argues that as more people resume foreign travel, with many doing so to consider
The Pandora Papers One Year On – Lessons, The Way Ahead
The author of this article argues that however much anger is justified at those who stash illicit
Credit Suisse Settles With France Over Cross-Border Private Banking
The bank has settled a tax fraud and money laundering case. In its statement today, Credit Suisse
Credit Suisse Makes $495 Million Securities Settlement In US
The settlement, for which the bank had been fully provisioned, marked another step in resolving