News, Comment & Analysis results for Compliance, Legal and Regulation
JP Morgan To Depose Former Executive Over Epstein Relationship – Media
The former bank executive has been caught up in legal action concerning the nature of his
The Dangers Of Marriage For Older People
It's a hard fact that an ageing population gives rise to a variety of issues. When older people
OPINION OF THE WEEK: WhatsApp, Private Channels And Double-Standards
A year ago, an official organization said that UK government ministers and civil servants should
Compliance Corner: SEC, Crypto Asset Fraud Allegation
The latest compliance news: regulatory developments, punishments, guidance, permissions and new
Swiss Think Tank Fires Warning Over Sanctions Usage, Confiscation Powers
The Basel Institute on Governance says there are dangers in politicians' calls to use frozen assets
OPINION OF THE WEEK: How Killing UK's Tier 1 Visa Continues Non-Dom Decline
The author of this opinion piece, responding to this news service's commentary a few weeks ago
Why Documenting Actions Are So Important – Another Reminder
This article examines why it is important to keep accurate, timely records to comply with marketing
Credit Suisse Reportedly Makes $210 Million Payout In Singapore Case
The bank has been involved in a Singapore court case with Georgian tycoon Bidzina Ivanishvili, who
OPINION OF THE WEEK: Advisors Must Prepare For Tighter Regulation Over Private Markets
It is possible that private market capital-raising will be less of a "Wild West" arena than some
Banking Dynasty Row Over Joseph Safra's Will Continues
The story highlights the rows over variation of wills and issues of cognitive decline that this
Comment & Analysis results for Compliance, Legal and Regulation
Credit Suisse Clashes With SoftBank Over Greensill – Report
The after-shocks of the Greensill affair remain a headache for the Swiss bank, which is locking
Former UOB VP Jailed For $5 Million Fraud – Media
A former vice-president of Singapore's United Overseas Bank has been jailed for misappropriating
Tying Up A Deceased's Online Presence, What's At Stake
As online criminals become more sophisticated, it is critical that executors know how to wrap up a
Morgan Stanley Settles Lawsuit Over Privacy Failings
The story shines another light on the importance of handling clients' financial information
Morgan Stanley Settles Lawsuit Over Privacy Failings
The story shines another light on the importance of handling clients' financial information
WEALTH TALK: Focus On Keeping On Right Side Of Global Laws
In this latest video, we talk to Michael O’Kane, Senior Partner, Peters & Peters, the law firm,
UBS To Appeal French Court's Decision
The legal wrangle between the Swiss bank and French legal system continues.
Choosing Your Estate Attorney – Part 2
This is the second half of a two-part article looking at the process of hiring an estate attorney
Chinese Creditors Reportedly Sue Evergrande Over Repyments
Lawyers are going after Evergrande, pursued by domestic Chinese investors who want repayments from
UK Watchdog Fines NatWest £264.7 Million For AML Failings
In its summary of the case, the FCA said that some of the bank’s employees, who were in charge of
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WealthTechAsia Awards 2021 – UBS
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