News, Comment & Analysis results for Compliance, Legal and Regulation
EXCLUSIVE: Finding Compliance Nuggets Amid 24/7 News Torrent
We talk to Dow Jones about the work it does in collating, screening and digesting a vast haul of
Piloting Through Choppy Waters To Open Justice
There has been growing pressure to relax reporting restrictions on private and sensitive matters
OPINION OF THE WEEK: UK's Post Office Scandal Is Warning For Wealth Sector
The editor briefly considers how a massive miscarriage of justice in the UK linked to the
SEC Approves Bitcoin ETFs But Doesn't Uncork Champagne
While the chair of the regulator was careful to stress the risks of bitcoin and the wider sector,
Update On Corporate Transparency Act: Access Rule, Criticisms And Costs
The arrival of the Corporate Transparency Act in the US has big implications for the country's
Cayman Islands Stirs Beneficial Ownership Debate
The Caribbean jurisdiction is considering a "legitimate interest" test to determine which persons
Reviewing "Center for Art Law Report on Anti-Money Laundering and Art"
With implications for the global market, a new guide to the world of fine art and anti-money
Caribbean IFC Presses "Pause Button" On Beneficial Ownership Public Registers
For years there has been tension between the drive for more transparency on beneficial ownership
Switzerland's Pictet Admits Helping US Clients Hide Income, Assets; Reaches DPA
The private banking group, founded in 1805, said it has cooperated extensively with US authorities.
OCBC Reportedly Sues AML Suspect
The person mentioned in the latest report is among a number of individuals arrested in Singapore
Comment & Analysis results for Compliance, Legal and Regulation
Banking Dynasty Row Over Joseph Safra's Will Continues – Media
The story highlights the rows over variation of wills and issues of cognitive decline that this
Asia-Based Law Firm Gets Name Makeover
The arrival last January of an experienced litigator in Hong Kong has led to the name change.
How Can HNW Individuals Benefit From Litigation Funding Boom?
Litigation funding is an area that can make headlines when a major court case hits the headlines.
Former Deutsche Bank Female Banker Loses Discrimination Lawsuit
The case is one of the more high-profile actions brought in recent years. It touched on issues of
Why Powers Of Attorney Matter For Healthcare, Finance
While a familiar topic for some readers, the author of this piece reminds us why advisors and
The Power Of Nuptial Agreements In English Courts
As the authors of this article explain, nuptial agreements are not automatically binding in the
Leonteq Settles English Commercial Court Case
The case stems from claims made around the period from 2012 to 2016.
Acting For Vulnerable Clients: Best Practice For Advisors
As the authors of this article say, professional advisors should have capacity and vulnerability
FTX Founder Arrested In Bahamas; US Files Charges
The stunning demise of FTX has come in what has been a difficult year for the wider cryptocurrency
FTX Founder Arrested In Bahamas; US Files Charges
The stunning demise of FTX has come in what has been a difficult year for the wider cryptocurrency