News, Comment & Analysis results for Nomura

Compliance
November 27, 2023

Binance Saga Shows No Hiding Place For Businesses With Weak Compliance

Last week's US punishment of the crypto exchange, adding to a run of stories about problems in this

Strategy
October 19, 2023

DWS Positive On Japanese Equities, IG Bonds; Cautious On US Equities

German asset manager DWS, previously part of Deutsche Bank, discusses the macroeconomic outlook,

Legal
June 20, 2023

UBS Faces Hit From Archegos Saga – Report

In taking over Credit Suisse, UBS is shouldering a number of litigation issues that hung over the

Wealth Strategies
June 16, 2023

Digital Assets Belong In Wealth Portfolios – Study

The overwhelming majority of advisors who responded to the survey said digital assets, when mixed

Compliance
March 10, 2023

OPINION OF THE WEEK: WhatsApp, Private Channels And Double-Standards

A year ago, an official organization said that UK government ministers and civil servants should

People Moves
February 13, 2023

Summary Of North American Wealth Management Moves – January 2023

The first month of 2023 was a busy one for the sector in North America, with firm such as First

People Moves
January 10, 2023

Who's Moving Where In Wealth Management? – Eisner, Nomura, Others

The latest senior moves in the North American wealth management sector.

People Moves
October 7, 2022

Citigroup Names New Asia-Pacific Chief Financial Officer

The US bank names a new finance chief for the region, taking the helm from a predecessor who has

Compliance
September 28, 2022

SEC Punishes Banks, Brokers Over Messaging Apps

The use or misuse of messaging apps such as WhatsApp raises questions about appropriate

People Moves
August 22, 2022

Credit Suisse Makes C-Suite Changes

Following the arrival of a new CEO in late July, the Swiss lender has made a number of senior

Comment & Analysis results for Nomura