People Moves
Who's Moving Where In Wealth Management? - RBC Wealth Management, Others
The latest moves in wealth management across North America.
RBC Wealth Management
RBC Wealth Management has appointed Joseph Friend as
a senior vice president and financial advisor, Ross Gordon
as an associate vice president and financial advisor, and Melodie
Moore as a senior client associate to its Raleigh, North
Carolina office.
Friend joins with 32 years of industry experience from Wells Fargo. Gordon has 43 years of experience, also joined from Wells Fargo. They bring a total of $208 million in assets to RBC.
Falcon Wealth Planning
California-based Falcon Wealth
Planning has appointed Min Song as a financial
planner in its operations across Southern California.
Song joins from TD Ameritrade, where he spent the past decade helping high net worth clients achieve their financial goals in its private client group.
Spartan Capital Securities
New York-based Spartan
Capital Securities, a financial services firm that
provides investment advice for high net worth individuals, has
appointed Andrew Heath as chief compliance officer.
Heath has more than 35 years of experience in the financial services industry.
He has served as CCO and general counsel at several firms in the financial services industry such as UBS, National Securities Corporation and Buckman Buckman & Reid.
