The latest moves in the North America wealth management market.

Regal Wealth Advisors
Regal Wealth Advisors, a firm which previously worked with Kestra Financial, has switched to the broker-dealer and RIA platforms of LPL Financial. 

Regal oversaw about $350 million of client money.

The firm consists of four financial advisors: Michael McCarthy, Andrew Pincus, Gregg Gottlieb and Fred DaVeiga, each holding the CFP® certification and having 20-plus years of experience.  They operate from New Jersey, South Carolina and Florida.

US Trust, Bank of America Wealth Management
US Trust, Bank of America Private Wealth Management has named three new market executives in Tennessee, Southern Connecticut and Upper New England.

Tennessee will become a standalone US Trust market, led by new market executive Tiffany Eubanks-Saunders. In this role, Eubanks-Saunders will lead the efforts to grow US Trust business in the region, focusing on high net worth families, institutional clients and prospects throughout Tennessee and Kentucky. She has been with Bank of America for over 25 years, and will be based in Nashville, Tennessee.

Emily Dreas joins as the ME for the Southern Connecticut market. Dreas joins from Fiduciary Trust Company International where she was an executive vice president and global head of client development in New York responsible for building out the business development function. She will be based in Greenwich, Connecticut.

Kathleen Auth has been promoted to ME for the Upper New England market. She joined Bank of America in 2004, and most recently served as a market manager in Bank of America’s Business Banking group. She will be based in Boston.