People Moves
Who's Moving Where In Wealth Management? – Raymond James
The latest senior moves in the North American wealth management sector.
Raymond James
Raymond James
has welcomed financial advisor Howard Kaplan to its independent
advisor channel.
Kaplan is joining the team at Riegel Financial. The firm, which has been established for 50 years, operates from offices in Cincinnati and Dayton, Ohio. Together with the group’s three other advisors and four support staff, Kaplan provides total financial and tax planning strategies for multi-generational and high net worth clients across the country.
Before this move, Kaplan was affiliated with Stifel, where he managed about $200 million in client assets. In total, he has almost three decades’ experience in the wealth management sector.
Kaplan has attained both the Certified Investment Management Analyst® designation through the Investment & Wealth Institute and the Accredited Investment Fiduciary® designation. In addition to his professional education, he holds a bachelor’s degree from Indiana University and an MBA from Xavier University.
